FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of June 2024

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

13-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F    X        Form 40-F

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):    

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):     

 

 

 


Information furnished on this form:

EXHIBIT

 

Exhibit Number

1.    (English Translation) Share Buyback Report for the reporting month from May 1, 2024 to May 31, 2024.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  NOMURA HOLDINGS, INC.

Date: June 13, 2024

 

By:

 

/s/ Yoshifumi Kishida

    Yoshifumi Kishida
    Senior Managing Director


[Translation of Share Buyback Report for the reporting month from May 1, 2024 to May 31, 2024 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on June 13, 2024]

Class of Shares: Common Stock

 

1.

Status of repurchase

(1)

Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)

Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of May 31, 2024

 

     Number of Shares      Total Repurchase
Amount (JPY)
 
Authorization pursuant to the resolution of the Board (January 31, 2024) (Period of repurchase: from February 16, 2024 to September 30, 2024 (excluding the ten business days following the announcement of each quarterly financial results))         125,000,000        100,000,000,000  

Repurchases during this reporting month (Date of repurchase)

    

(Date)

May 16

May 17

May 20

May 21

May 22

May 23

May 24

May 27

May 28

May 29

May 30

May 31

 

 

 

 

 

 

 

 

 

 

 

 

 

    

2,004,500

1,680,000

1,950,700

1,950,700

1,950,000

1,888,200

1,760,000

1,799,500

1,927,900

1,927,000

1,927,900

1,578,700

 

 

 

 

 

 

 

 

 

 

 

 

    

1,813,859,250

1,530,957,500

1,779,223,160

1,768,998,510

1,796,788,770

1,763,335,580

1,637,700,200

1,688,399,260

1,806,632,390

1,811,743,050

1,758,925,230

1,478,772,890

 

 

 

 

 

 

 

 

 

 

 

 

     

 

 

    

 

 

 

Total

            22,345,100        20,635,335,790  
     

 

 

    

 

 

 

Aggregate shares repurchased as of the end of this reporting month

        105,143,500        95,519,689,540  
     

 

 

    

 

 

 

Progress of share repurchase (%)

        84.1        95.5  


2.

Status of disposition

as of May 31, 2024

 

     Number of shares disposed in
the reporting month
     Aggregate amount of
disposition (JPY)
 

Treasury shares disposed subject to procedures for issuance of new shares

   (Date)

— 

     —         —   
     

 

 

    

 

 

 

Subtotal

   —       —         —   
     

 

 

    

 

 

 

Treasury shares canceled

   (Date)

— 

     —         —   
     

 

 

    

 

 

 

Subtotal

   —       —         —   
     

 

 

    

 

 

 

Treasury shares transferred upon merger, share exchange, share delivery or demerger

   (Date)

— 

     —         —   
     

 

 

    

 

 

 

Subtotal

   —       —         —   
     

 

 

    

 

 

 

Other (upon request for purchasing “less-than-a-full-unit shares”)

   (Date)

May 22

     75        66,562  
     

 

 

    

 

 

 

Subtotal

   —       75        66,562  
     

 

 

    

 

 

 

Other (exercise of stock acquisition rights)

   (Date)
May 1

May 2

May 7

May 8

May 9

May 14

May 15

May 16

May 17

May 20

May 21

May 23

May 24

May 27

May 28

May 29

May 30

May 31

    

23,400

21,200

9,000

74,400

61,300

9,000

4,100

4,000

2,000

13,000

3,000

1,000

21,000

16,000

10,000

50,500

40,000

55,000

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

11,207,400

6,518,200

5,490,000

4,633,400

17,742,300

5,934,000

576,100

2,736,000

1,257,000

8,324,000

1,716,000

683,000

13,122,000

9,818,000

6,830,000

32,549,000

25,877,000

35,345,000

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

     

 

 

    

 

 

 

Subtotal

   —       417,900        190,358,400  
     

 

 

    

 

 

 

Other (delivery of shares under Restricted Stock Units plan)

   (Date)

May 1

     45,870,222        23,178,942,401  
     

 

 

    

 

 

 

Subtotal

   —       45,870,222        23,178,942,401  
     

 

 

    

 

 

 

Total

   —       46,288,197        23,369,367,363  
     

 

 

    

 

 

 

 

3.

Status of shares held in treasury

as of May 31, 2024

 

As of the end of the reporting month

   Number of Shares  

Total number of issued shares

     3,163,562,601  

Number of shares held in treasury

     204,663,926  

Note) In relation to “2. Status of disposition” and “3. Status of shares held in treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for contribution-in-kind of monetary compensation claims on or before May 31, 2024.


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