Statement of Changes in Beneficial Ownership (4)
February 13 2020 - 4:47PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
BRISTOW PETER M |
2. Issuer Name and Ticker or Trading Symbol
FIRST CITIZENS BANCSHARES INC /DE/
[
FCNCA
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President |
(Last)
(First)
(Middle)
4300 SIX FORKS ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/8/2019 |
(Street)
RALEIGH, NC 27609
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Class A Common | 3/9/2019 | | G |
V
| 6737 | D | $0.00 | 0 | D | |
Class A Common | | | | | | | | 30000 (1) | I | By Spouse |
Class A Common | | | | | | | | 14500 (1) | I | As trustee for Claire Holding Bristow 2018 Irrevocable Family Trust |
Class A Common | 3/9/2019 | | G |
V
| 6737 | A | $0.00 | 9118 | I | As Trustee for Peter M. Bristow 2nd Amended and Restated Trust |
Class A Common | | | | | | | | 341858 | I | Claire Holding Bristow 2nd Amended and Restated Trust |
Class A Common | | | | | | | | 12152 (1) | I | Spouse as co-trustee for Peter McDonald Bristow 2019 Irrevocable Family Trust |
Class A Common | | | | | | | | 10858 (1) | I | Spouse as beneficiary of trust |
Class A Common | | | | | | | | 12566 (1) | I | As custodian for Charlotte Bristow |
Class A Common | | | | | | | | 12410 (1) | I | As custodian for Ella Bristow |
Class A Common | | | | | | | | 6106 (1) | I | PMB Investments, LLC |
Class A Common | | | | | | | | 2154 (1) | I | CRB Investments, LLC |
Class A Common | | | | | | | | 2045 (1) | I | EHB Investments, LLC |
Class A Common | | | | | | | | 19041 (1) | I | As trustee for PMB Trust 2011 |
Class A Common | | | | | | | | 19041 (1) | I | As trustee for CRB Trust 2011 |
Class A Common | | | | | | | | 19041 (1) | I | As trustee for EHB Trust 2011 |
Class B Common | 3/8/2019 | | G |
V
| 538 | D | $0.00 | 0 | D | |
Class B Common | 3/8/2019 | | G |
V
| 538 | A | $0.00 | 538 | I | As Trustee fro Peter M. Bristow end Amended and restated Trust |
Class B Common | | | | | | | | 83866 (1) | I | Claire Holding Bristow 2nd Amended and Restated Trust |
Class B Common | | | | | | | | 1250 (1) | I | Spouse as beneficiary of Trust |
Class B Common | | | | | | | | 2081 (1) | I | As custodian for Charlotte Bristow |
Class B Common | | | | | | | | 2081 (1) | I | As custodian for Ella Bristow |
Class B Common | | | | | | | | 8350 (1) | I | PMB Investments, LLC |
Class B Common | | | | | | | | 8850 (1) | I | CRB Investments, LLC |
Class B Common | | | | | | | | 8710 (1) | I | EHB Investments, LLC |
Class B Common | | | | | | | | 82 (1) | I | By daughter, Charlotte Bristow |
Class B Common | | | | | | | | 82 (1) | I | By daughter, Ella Bristow |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
Remarks: The reporting person no longer has a reportable beneficial interest in 10,850 shares of Class A Common stock held as custodian for his son Peter M. Bristow Jr., 1,808 shares of Class A Common stock owned by his son, 2,080 shares of Class B Common stock held as custodian for his son and 82 shares of Class B Common stock owned by his son. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
BRISTOW PETER M 4300 SIX FORKS ROAD RALEIGH, NC 27609 | X | X | President |
|
Signatures
|
Peter M. Bristow, By: William R. Lathan, Jr., Attorney-in-fact | | 2/13/2020 |
**Signature of Reporting Person | Date |
First Citizen Bancshares (PK) (USOTC:FCNCB)
Historical Stock Chart
From Jun 2024 to Jul 2024
First Citizen Bancshares (PK) (USOTC:FCNCB)
Historical Stock Chart
From Jul 2023 to Jul 2024