United States
Securities and Exchange Commission
Washington, D. C. 20549

Form 10-Q/A
(Amendment No. 1)

x Quarterly Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 for the period ended June 30, 2013 
 
or
 
o Transition Report Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of  1934 for the transition period from _____________to _____________

Commission File Number   33-92894

ALY ENERGY SERVICES, INC.
 
Delaware
 
75-2440201
(State or other jurisdiction of incorporation or organization)
 
(I.R.S. Employer Identification No.)
     
3 Riverway, Suite 920
Houston, TX
 
77056
(Address of Principal Executive Offices)
 
(Zip Code) 
 
(713)-333-4000
(Registrant’s Telephone Number, including area code.)

Not Applicable
(Former name, Former Address and Former Fiscal year, if changed since last report.)
 
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to the filing requirements for at least the past 90 days. Yes x No o
 
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes  x No  o
 
Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definitions of "large accelerated filer," "accelerated filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act.
 
Large accelerated filer 
o
Accelerated filer 
o
Non-accelerated filer 
(Do not check if a smaller
reporting company)
o
Smaller reporting company 
x
 
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o No  x
 
Applicable Only to Corporate Issuers
 
Indicate the number of shares outstanding of each of the issuer’s classes of Common Stock, as of the latest practicable date. 
 
Common Stock, $ 0.001 Par Value – 74,137,767 shares as of August 16, 2013.
 


 
 

 

Explanatory Note

On August 16, 2013, we filed a report on Form 10-Q for the period ended June 30, 2013.  This amendment is being filed solely to re-file certain exhibits to such report, pursuant to Item 6 of Part II of Form 10-Q.

Item 6.  Exhibits
 
Exhibit Number
 
Exhibit Description
     
4.1  
Credit Agreement, dated as of October 26, 2012, among Aly Energy Services, Inc., Wells Fargo National Association (as agent) and the other lenders named therein
     
4.2  
Amendment No. 1 to Credit Agreement, dated April 13, 2013
     
31.1
 
Certification of Chief Executive Officer
     
31.2
 
Certification of Chief Financial Officer
     
32.1
 
Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
     
32.2
 
Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
     
101.INS **
 
XBRL Instance Document
     
101.SCH **
 
XBRL Taxonomy Extension Schema Document
     
101.CAL **
 
XBRL Taxonomy Extension Calculation Linkbase Document
     
101.DEF **
 
XBRL Taxonomy Extension Definition Linkbase Document
     
101.LAB **
 
XBRL Taxonomy Extension Label Linkbase Document
     
101.PRE **
 
XBRL Taxonomy Extension Presentation Linkbase Document
_____________
** XBRL (Extensible Business Reporting Language) information is furnished and not filed or a part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, is deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise is not subject to liability under these sections. All such exhibits were previously furnished in connection with the original filing of this report on Form 10-Q.
 
 
2

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this amendment to this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
 
ALY ENERGY SERVICES, INC .
 
       
Date: September 23, 2013
By:
/s/ Munawar H. Hidayatallah  
   
Munawar H. Hidayatallah
 
   
Chairman and Chief Executive Officer
 
   
(Principal Executive Officer)
 
 
 
 
 
 
 3

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