Cardium Reports on Exchange Listing With NYSE AMEX
January 04 2010 - 5:57PM
PR Newswire (US)
SAN DIEGO, Jan. 4 /PRNewswire-FirstCall/ -- Cardium Therapeutics
(NYSE Amex: CXM) reported that it received notification from the
staff of the company's current listing exchange indicating that the
company is currently considered to be noncompliant with certain
listing requirements of the NYSE AMEX LLC. Based on the company's
quarterly report on Form 10-Q, which was filed on November 9, 2009,
noncompliance was noted with respect to the requirements for
minimum stockholders' equity under section 1003(a)(i) of the
exchange's company guide with stockholders' equity of less than
$2,000,000 and losses from continuing operations and net losses in
two of its three most recent fiscal years and section 1003(a)(ii)
of the exchange's company guide with stockholders' equity of less
than $4,000,000 and losses from continuing operations and net
losses in three of its four most recent fiscal years. (Logo:
http://www.newscom.com/cgi-bin/prnh/20051018/CARDIUMLOGO) The
company previously reported that it received a notification from
NYSE AMEX LLC on December 23, 2008 that the company was considered
to be noncompliant with certain of the exchange's listing
requirements. On January 22, 2009, the company proposed a plan to
the exchange to regain compliance with the listing requirements. On
February 17, 2009, the exchange accepted the company's plan and, on
July 24, 2009, the exchange advised the company that it had
regained compliance with the minimum listing requirements. However,
the exchange indicated that the compliance plan would remain open
until the company demonstrated compliance with the exchange's
continued listing standards for two consecutive quarters. The
notification received from NYSE AMEX LLC has no current effect on
the listing of the company's shares on the exchange. Rather, the
company has been afforded the opportunity to submit a supplement to
the compliance plan the company first submitted to the exchange on
January 22, 2009, pursuant to which the company would establish
compliance with the requirements of section 1003(a)(i) and
1003(a)(ii) by June 23, 2010. The company must submit the
supplement to the compliance plan to the exchange by January 27,
2010. If the company does not submit an acceptable supplement to
the compliance plan to the exchange or does not ultimately
reestablish compliance within the required timeframes, then the
exchange would be expected to initiate delisting proceedings. If
the company's common stock was ultimately delisted from the
exchange, it would be expected to trade on the OTC Bulletin Board,
a regulated quotation service that provides quotes, sale prices and
volume information in over-the-counter equity securities. The
company's common stock was traded on the OTC Bulletin Board until
July 2007, when the company elected to instead list its shares on
the American Stock Exchange. About Cardium Cardium is focused on
the acquisition and strategic development of new and innovative
bio-medical product opportunities and businesses that have the
potential to address significant unmet medical needs and definable
pathways to commercialization, partnering and other economic
monetizations. Cardium's investment portfolio includes the Tissue
Repair Company and Cardium Biologics, medical technology companies
primarily focused on the development of innovative therapeutic
products for wound healing, bone repair, and cardiovascular
indications. In July 2009, Cardium completed the sale of its
InnerCool Therapies medical device business to Royal Philips
Electronics, the first asset monetization from the Company's
biomedical investment portfolio. News from Cardium is located at
http://www.cardiumthx.com/. Forward-Looking Statements Except for
statements of historical fact, the matters discussed in this press
release are forward looking and reflect numerous assumptions and
involve a variety of risks and uncertainties, many of which are
beyond our control and may cause actual results to differ
materially from stated expectations. For example, there can be no
assurance that the company can submit an acceptable plan for
regaining compliance with exchange listing requirements or
ultimately achieve such compliance even if a plan is accepted, that
results observed in one study or using one type of product or
procedure will be replicated in subsequent studies or in studies
using newly-developed products or procedures, that planned product
development efforts and clinical studies can be performed in an
efficient and effective manner, that regulatory approvals can be
obtained in a timely manner or at all, that partnering,
distribution or other commercialization efforts can be achieved,
that product modifications or launches will be successful or that
the resulting products will be favorably received in the
marketplace, that our products or proposed products will prove to
be sufficiently safe and effective, that our products or product
candidates will not be unfavorably compared to competitive products
that may be regarded as safer, more effective, easier to use or
less expensive, that results or trends observed in one clinical
study will be reproduced in subsequent studies, that third parties
on whom we depend will behave as anticipated, or that necessary
regulatory approvals will be obtained. Actual results may also
differ substantially from those described in or contemplated by
this press release due to risks and uncertainties that exist in our
operations and business environment, including, without limitation,
risks and uncertainties that are inherent in the development,
testing and marketing of therapeutic hypothermia devices and the
conduct of human clinical trials, including the timing, costs and
outcomes of such trials, whether our efforts to launch new devices
and systems and expand our markets will be successful or completed
within the time frames contemplated, our dependence upon
proprietary technology, our ability to obtain necessary funding,
regulatory approvals and qualifications, our history of operating
losses and accumulated deficits, our reliance on collaborative
relationships and critical personnel, and current and future
competition, as well as other risks described from time to time in
filings we make with the Securities and Exchange Commission. We
undertake no obligation to release publicly the results of any
revisions to these forward-looking statements to reflect events or
circumstances arising after the date hereof. Copyright 2010 Cardium
Therapeutics, Inc. All rights reserved. For Terms of Use Privacy
Policy, please visit http://www.cardiumthx.com/. Cardium
Therapeutics(TM) and Generx(TM) are trademarks of Cardium
Therapeutics, Inc. Tissue Repair(TM), Gene Activated Matrix(TM),
GAM(TM) and Excellarate(TM)are trademarks of Tissue Repair Company.
InnerCool Therapies®, InnerCool®, Celsius Control System®,
RapidBlue(TM), CoolBlue(TM), Accutrol®, Temperature Control
Element® and TCE® and UroCool(TM) are trademarks of InnerCool
Therapies, Inc. (other trademarks belong to their respective
owners) http://www.newscom.com/cgi-bin/prnh/20051018/CARDIUMLOGO
http://photoarchive.ap.org/ DATASOURCE: Cardium Therapeutics
CONTACT: Bonnie Ortega, Director, Investor/Public Relations of
Cardium Therapeutics, Inc., +1-858-436-1018, Web Site:
http://www.cardiumthx.com/
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