Aflac To Exchange Two Lloyds Banking Group Securities, Enhance Risk-Based Capital Ratio
November 24 2009 - 9:30AM
PR Newswire (US)
COLUMBUS, Ga., Nov. 24 /PRNewswire-FirstCall/ -- Aflac Incorporated
(NYSE: AFL) announced today that the Lloyds Banking Group plc has
accepted the exchange of two of its investment securities owned by
Aflac. The exchange offer program was announced by Lloyds on
November 3, 2009, and the exchanges are expected to settle on
December 1, 2009. When the transaction settles, Aflac will have
exchanged its investment in Lloyds TSB Bank plc yen-denominated,
Upper Tier II perpetual securities (par value of $222 million at
September 30, 2009) into yen-denominated, Lower Tier II
fixed-maturity securities. The company will also have exchanged its
holdings of Bank of Scotland plc yen-denominated, Upper Tier II
perpetual securities (par value of $188 million at September 30,
2009) into yen-denominated, Lower Tier II fixed-maturity
securities. The newly issued securities are enhanced capital notes,
which convert to common equity if the published Lloyds Banking
Group's consolidated core Tier I capital ratio falls below 5%.
Previously, the company had communicated its expectation to book an
impairment charge of $100 million in the fourth quarter of 2009,
$32 million of which was related to the impairment of one of its
Lloyds holdings. As a result of the securities exchanges announced
today, which are considered to be sales and purchases of assets,
Aflac now expects to incur an estimated after-tax realized
investment loss of $66 million on two of its Lloyds holdings in the
fourth quarter of 2009. The realized loss of $66 million will be
reflected in the company's generally accepted accounting principles
(GAAP) and statutory accounting statements. Aflac did not exchange
its HBOS plc yen-denominated, Upper Tier II perpetual securities
(par value of $471 million at September 30, 2009). In addition, the
company continues to hold Lloyds Banking Group dollar-denominated,
Tier I perpetual securities (par value of $33 million at September
30, 2009). The Lloyds Tier I instruments owned by Aflac were not
included in the exchange offer. The company expects the coupon
payments on the Lloyds Tier I securities to be suspended. However,
the coupons on the HBOS securities are not discretionary and as a
result, Aflac expects to continue to receive coupon payments on its
HBOS investment. Commenting on the securities exchanges, Aflac
Incorporated President and Chief Financial Officer Kriss Cloninger
III stated, "We are very pleased with these securities exchanges.
As we have repeatedly discussed, our primary objective is to
maintain a strong capital position. In that regard, our analysis
suggested that exchanging these two securities will modestly
benefit our risk-based capital ratio." ABOUT AFLAC For more than 50
years, Aflac products have given policyholders the opportunity to
direct cash where it is needed most when a life-interrupting
medical event causes financial challenges. As the number one
provider of guaranteed-renewable insurance in the United States and
the number one insurance company in terms of individual insurance
policies in force in Japan, Aflac insurance products provide
protection to more than 40 million people worldwide. Aflac has been
recognized by Ethisphere magazine as one of the World's Most
Ethical Companies for three consecutive years and was also named by
the Reputation Institute as the Most Reputable Company in the
Global Insurance Industry for two consecutive years. In 2009
Fortune magazine recognized Aflac as one of the 100 Best Companies
to Work For in America for the eleventh consecutive year. Fortune
magazine also ranked Aflac No. 1 on its global list of the Most
Admired Companies in the Life and Health Insurance category. Aflac
appears on Hispanic Enterprise magazine's list of the 50 Best
Companies for Supplier Diversity and on Black Enterprise magazine's
list of the 40 Best Companies for Diversity. Aflac was also named
by Forbes magazine as America's Best-Managed Company in the
Insurance category. Aflac Incorporated is a Fortune 500 company
listed on the New York Stock Exchange under the symbol AFL. To find
out more about Aflac, visit aflac.com. The Private Securities
Litigation Reform Act of 1995 provides a "safe harbor" to encourage
companies to provide prospective information, so long as those
informational statements are identified as forward-looking and are
accompanied by meaningful cautionary statements identifying
important factors that could cause actual results to differ
materially from those included in the forward-looking statements.
We desire to take advantage of these provisions. This document
contains cautionary statements identifying important factors that
could cause actual results to differ materially from those
projected herein, and in any other statements made by company
officials in communications with the financial community and
contained in documents filed with the Securities and Exchange
Commission (SEC). Forward-looking statements are not based on
historical information and relate to future operations, strategies,
financial results or other developments. Furthermore,
forward-looking information is subject to numerous assumptions,
risks and uncertainties. In particular, statements containing words
such as "expect," "anticipate," "believe," "goal," "objective,"
"may," "should," "estimate," "intends," "projects," "will,"
"assumes," "potential," "target" or similar words as well as
specific projections of future results, generally qualify as
forward-looking. Aflac undertakes no obligation to update such
forward-looking statements. We caution readers that the following
factors, in addition to other factors mentioned from time to time,
could cause actual results to differ materially from those
contemplated by the forward-looking statements: difficult
conditions in global capital markets and the economy generally;
governmental actions for the purpose of stabilizing the financial
markets; defaults and downgrades in certain securities in our
investment portfolio; impairment of financial institutions; credit
and other risks associated with Aflac's investment in perpetual
securities; differing judgments applied to investment valuations;
subjective determinations of amount of impairments taken on our
investments; realization of unrealized losses; limited availability
of acceptable yen-denominated investments; concentration of our
investments in any particular sector; concentration of business in
Japan; ongoing changes in our industry; exposure to significant
financial and capital markets risk; fluctuations in foreign
currency exchange rates; significant changes in investment yield
rates; deviations in actual experience from pricing and reserving
assumptions; subsidiaries' ability to pay dividends to the Parent
Company; changes in regulation by governmental authorities; ability
to attract and retain qualified sales associates and employees;
ability to continue to develop and implement improvements in
information technology systems; changes in U.S. and/or Japanese
accounting standards; decreases in our financial strength or debt
ratings; level and outcome of litigation; ability to effectively
manage key executive succession; catastrophic events; and failure
of internal controls or corporate governance policies and
procedures. Analyst and investor contact - Kenneth S. Janke Jr.,
800.235.2667 - option 3, FAX: 706.324.6330, or (Logo:
http://www.newscom.com/cgi-bin/prnh/20090422/CL03654LOGO) Media
contact - Laura Kane, 706.596.3493, FAX: 706.320.2288, or
http://www.newscom.com/cgi-bin/prnh/20090422/CL03654LOGODATASOURCE:
Aflac Incorporated CONTACT: Analyst and investor contact, Kenneth
S. Janke Jr., 1-800-235-2667 - option 3, FAX: +1-706-324-6330, ,
Media contact, Laura Kane, +1-706-596-3493, FAX: +1-706-320-2288,
Web Site: http://www.aflac.com/
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