Statement of Changes in Beneficial Ownership (4)
August 03 2021 - 12:20PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Henderson Robert S |
2. Issuer Name and Ticker or Trading Symbol
TransDigm Group INC
[
TDG
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Exec.V.P. |
(Last)
(First)
(Middle)
TRANSDIGM INC., 35 NORTH LAKE AVENUE SUITE 920 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/2/2021 |
(Street)
PASADENA, CA 91101
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 8/2/2021 | | M | | 10000 | A | $191.79 | 10000 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 8/2/2021 | | S | | 394 | D | $637.5005 (1) | 9606 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 8/2/2021 | | S | | 433 | D | $638.3541 (2) | 9173 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 8/2/2021 | | S | | 144 | D | $639.4051 (3) | 9029 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 8/2/2021 | | S | | 3155 | D | $640.2068 (4) | 5874 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 8/2/2021 | | S | | 157 | D | $641.5201 (5) | 5717 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 8/2/2021 | | S | | 552 | D | $643.1509 (6) | 5165 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 8/2/2021 | | S | | 387 | D | $643.8018 (7) | 4778 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 8/2/2021 | | S | | 198 | D | $645.1967 (8) | 4580 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 8/2/2021 | | S | | 637 | D | $646.3373 (9) | 3943 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 8/2/2021 | | S | | 1601 | D | $647.5558 (10) | 2342 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 8/2/2021 | | S | | 1411 | D | $648.3515 (11) | 931 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 8/2/2021 | | S | | 884 | D | $649.2711 (12) | 47 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Common Stock | 8/2/2021 | | S | | 47 | D | $649.94 | 0 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option | $191.79 | 8/2/2021 | | M | | | 10000 | 9/30/2015 | 11/13/2024 | Common Stock | 10000 | $0.00 | 102000 | I | The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 |
Explanation of Responses: |
(1) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $636.93 - $637.92. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(2) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $637.94 - $638.89. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(3) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $638.399 - $639.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(4) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $640.00 - $641.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(5) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $641.07 - $641.90. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(6) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $642.50 - $643.47. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(7) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $643.55 - $644.51. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(8) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $644.78 - $645.78. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(9) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $645.85 - $646.85. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(10) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $646.86 - $647.85. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(11) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $647.89 - $648.89. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
(12) | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $648.90 - $649.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
Remarks: All transactions reported hereunder were made pursuant to an established 10b5-1 plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Henderson Robert S TRANSDIGM INC. 35 NORTH LAKE AVENUE SUITE 920 PASADENA, CA 91101 |
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| Exec.V.P. |
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Signatures
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Halle Martin as attorney in fact for Robert S Henderson. | | 8/3/2021 |
**Signature of Reporting Person | Date |
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