Statement of Changes in Beneficial Ownership (4)
March 12 2021 - 4:46PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Howley W Nicholas |
2. Issuer Name and Ticker or Trading Symbol
TransDigm Group INC
[
TDG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Exec. Chairman of the Board |
(Last)
(First)
(Middle)
1301 EAST NINTH STREET, SUITE 3000 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/23/2019 |
(Street)
CLEVELAND, OH 44114
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 12/14/2020 | | G |
V
| 8262 | A | $0.00 | 8262 | I | The Howley Family Foundation |
Common Stock | 8/23/2019 | | J(1) | | 1501.862 | A | $534.04 | 28236.862 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 1/7/2020 | | J(1) | | 1572.651 | A | $583.54 | 29809.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Common Stock | 12/14/2020 | | G |
V
| 8262 | D | $0.00 | 21547.513 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Shares were acquired pursuant to a broker automatic dividend reinvestment feature. Mr. Howley has disgorged profits related to the acquisitions on August 23, 2019 and January 7, 2020 and matched sales in excess of the purchase prices reported herein to the Company pursuant to Section 16(b). The total amount received by the Company from Mr. Howley was $288,380.03. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Howley W Nicholas 1301 EAST NINTH STREET SUITE 3000 CLEVELAND, OH 44114 | X |
| Exec. Chairman of the Board |
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Signatures
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Halle Terrion as attorney in fact for W. Nicholas Howley | | 3/12/2021 |
**Signature of Reporting Person | Date |
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