Statement of Changes in Beneficial Ownership (4)
January 22 2020 - 6:00PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Kasibhatla Vijay |
2. Issuer Name and Ticker or Trading Symbol
SCHLUMBERGER LIMITED/NV
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SLB
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Director, M&A |
(Last)
(First)
(Middle)
5599 SAN FELIPE, 17TH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/17/2020 |
(Street)
HOUSTON, TX 77056
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, $0.01 Par Value Per Share | 1/17/2020 | | A | | 3426 (1) | A | $0 | 20310 (2) | D | |
Common Stock, $0.01 Par Value Per Share | 1/17/2020 | | A | | 13750 (3) | A | $0 | 34060 | D | |
Common Stock, $0.01 Par Value Per Share | 1/17/2020 | | F | | 8798 | D | $39.075 | 25262 | D | |
Common Stock, $0.01 Par Value Per Share | 1/19/2020 | | M | | 2500 | A | $39.075 | 27762 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
RSU (Restricted Stock Unit) | (4) | 1/19/2020 | | M | | | 2500 | (5) | (5) | Common Stock, $0.01 Par Value Per Share | 2500 | $0 | 0 | D | |
Explanation of Responses: |
(1) | Shares of common stock issued to the reporting person on January 17, 2020 upon achievement of the performance criteria and vesting of performance share units granted on April 20, 2017. |
(2) | Includes 159 shares for the period ended December 31, 2018, and 170 shares for the period ended December 31, 2019, that were acquired under the Schlumberger discounted stock purchase plan. |
(3) | Shares of restricted common stock issued to the reporting person on January 17, 2020 upon achievement of the performance criteria and vesting of performance share units granted on January 17, 2018. |
(4) | Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock. |
(5) | The restricted stock unit award was granted January 19, 2017 and vested 100% on January 19, 2020. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Kasibhatla Vijay 5599 SAN FELIPE, 17TH FLOOR HOUSTON, TX 77056 |
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| Director, M&A |
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Signatures
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/s/ Saul R. Laureles, Attorney-in-Fact | | 1/22/2020 |
**Signature of Reporting Person | Date |
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