Statement of Changes in Beneficial Ownership (4)
August 26 2020 - 1:24PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Purvis Tracy G |
2. Issuer Name and Ticker or Trading Symbol
PYXUS INTERNATIONAL, INC.
[
PYXSQ
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP Business Services |
(Last)
(First)
(Middle)
C/O OLD HOLDCO, INC., 8001 AERIAL CENTER PARKWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/24/2020 |
(Street)
MORRISVILLE, NC 27560
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 8/24/2020 | | J | | 4623 (1) | D | $0.1067 (1) | 0 | D | |
Common Stock | 8/24/2020 | | J | | 183 (1) | D | $0.1067 (1) | 0 | I | 401k |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Unit (2) | (2) | 8/24/2020 | | J | | | 417 | 6/13/2017 (3) | (3) | Common Stock | (2) | (2) | 0 (2) | D | |
Restricted Stock Unit (2) | (2) | 8/24/2020 | | J | | | 833 | 6/20/2018 (4) | (4) | Common Stock | (2) | (2) | 0 (2) | D | |
Explanation of Responses: |
(1) | All such shares of common stock were cancelled on August 24.
2020 by the order(the "Confirmation Order") of the U.S.
Bankruptcy Court for the District of Delaware (the "Bankruptcy
Court") dated August 21, 2020 in the cases under Chapter 11 of
the U.S. Bankruptcy Code of the Issuer (then known as Pyxus
International, Inc.), Alliance One International, LLC, Alliance
One North America, LLC, Alliance One Specialty Products, LLC and
GSP Properties, LLC being jointly administered under the caption
"In re:Pyxus International, Inc., et al., Debtors" (Case No. 20-
11570 (LSS)upon payment of $0.106698181 per share. |
(2) | All rights to acquire the Issuer's common stock were cancelled
on August 24, 2020 by the Confirmation Order with no payment in
respect of such rights. |
(3) | The restricted stock units were awarded on June 13, 2017 with
scheduled vesting in equal annual installments on the first,
second and third anniversaries of the date of grant. |
(4) | The restricted stock units were awarded on June 20, 2018 with
scheduled vesting in equal annual installments on the first,
second and third anniversaries of the date of grant. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Purvis Tracy G C/O OLD HOLDCO, INC. 8001 AERIAL CENTER PARKWAY MORRISVILLE, NC 27560 |
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| EVP Business Services |
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Signatures
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LAURA D. JONES, ATTORNEY-IN-FACT | | 8/26/2020 |
**Signature of Reporting Person | Date |
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