FORM 5 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response...
1.0
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      
1. Name and Address of Reporting Person * LOWENTHAL ALBERT G 2. Issuer Name and Ticker or Trading SymbolOPPENHEIMER HOLDINGS INC [OPY] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)__X__ Director                    __X__ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
CEO
(Last)         (First)         (Middle)
188 MAMARONECK RD
3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
12/31/2020 
(Street)
SCARSDALE, NY 10583
(City)       (State)       (Zip)
4. If Amendment, Date Original Filed(MM/DD/YYYY)
 
6. Individual or Joint/Group Filing(Check Applicable Line)_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount (A) or (D) Price
Class A non-voting common stock  2/28/2020    P (1) 72.55  A $24.03  14599  I  Held in the Oppenheimer & Co. Inc. 401k Plan 
Class A non-voting common stock  5/29/2020    P (1) 83.03  A $21.10  14682  I  Held in the Oppenheimer & Co. Inc. 401k Plan 
Class A non-voting common stock  8/27/2020    P (1) 69.85  A $25.22  14752  I  Held in the Oppenheimer & Co. Inc. 401k Plan 
Class A non-voting common stock  12/4/2020    P (1) 60.09  A $29.46  14812  I  Held in the Oppenheimer & Co. Inc. 401k Plan 
Class A non-voting common stock  12/30/2020    P (1) 471.32  A $31.43  15284  I  Held in the Oppenheimer & Co. Inc. 401k Plan 
Class A non-voting common stock               88554  D   
Class A non-voting common stock               3115768  I  Phase II Financial LP (2)
Class B voting common stock               97128  I  Phase II Financial Inc. (3)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
(1)  The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.
(2)  Phase II Financial LP is a NY partnership of which Mr. Lowenthal is sole general partner.
(3)  Phase II Financial Inc. is a Delaware corporation controlled by Mr. Lowenthal who is its president.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
LOWENTHAL ALBERT G
188 MAMARONECK RD
SCARSDALE, NY 10583
X X CEO

Signatures
/s/ Jenny Chan, as Attorney-in-fact for Albert G. Lowenthal 2/9/2021
**Signature of Reporting Person Date
Oppenheimer (NYSE:OPY)
Historical Stock Chart
From Jun 2021 to Jul 2021 Click Here for more Oppenheimer Charts.
Oppenheimer (NYSE:OPY)
Historical Stock Chart
From Jul 2020 to Jul 2021 Click Here for more Oppenheimer Charts.