FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the
month of February 2024
Commission
File Number: 001-10306
NatWest
Group plc
Gogarburn,
PO Box 1000
Edinburgh
EH12 1HQ
(Address
of principal executive offices)
Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
Form
20-F X Form 40-F
___
Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3-2(b) under the Securities
Exchange Act of 1934.
Yes ___
No X
If
"Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2(b): 82-
________
The following information was issued as Company announcements
in London, England and is furnished pursuant to General Instruction
B to the General Instructions to Form
6-K:
|
Exhibit
No. 1
|
Holding(s)
in Company dated 5 February 2024
|
|
Exhibit
No. 2
|
Directorate
Change dated Day 6 February 2024
|
|
Exhibit
No. 3
|
Paul
Thwaite appointed as NatWest Group CEO dated 16 February
2024
|
|
Exhibit
No. 4
|
Publication
of Supplementary Prospectus dated 16 February 2024
|
|
Exhibit
No. 5
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Commencement
of On Market Share Buyback Programme dated 19 February
2024
|
|
Exhibit
No. 6
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Holding(s)
in Company dated 19 February 2024
|
|
Exhibit
No. 7
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Notice
of Redemption dated 22 February 2024
|
|
Exhibit
No. 8
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Holding(s)
in Company – HMT shareholding dated 26 February
2024
|
|
Exhibit
No. 9
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Total
Voting Rights dated 29 February 2024
|
Exhibit
No. 1
TR-1: Standard form for notification of major holdings
|
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to the FCA in
Microsoft Word format if possible)i
|
|
|
|
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
NatWest Group plc
|
|
1b. Please indicate if the issuer is a non-UK
issuer (please
mark with an "X" if appropriate)
|
|
Non-UK issuer
|
|
|
2. Reason for the notification (please
mark the appropriate box or boxes with an "X")
|
|
An acquisition or disposal of voting rights
|
x
|
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An acquisition or disposal of financial instruments
|
|
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An event changing the breakdown of voting rights
|
|
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Other (please specify)iii:
|
|
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3. Details of person subject to the notification
obligationiv
|
|
Name
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The Commissioners of His Majesty's Treasury
|
|
City and country of registered office (if applicable)
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London, England
|
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4. Full name of shareholder(s) (if
different from 3.)v
|
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Name
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The Solicitor for the Affairs of His Majesty's
Treasury
|
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City and country of registered office (if applicable)
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London, England
|
|
5. Date on which the threshold was crossed or
reachedvi:
|
2 February 2024
|
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6. Date on which issuer notified (DD/MM/YYYY):
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2 February 2024
|
|
7. Total positions of person(s) subject to the notification
obligation
|
|
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% of voting rights attached to shares (total of 8. A)
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% of voting
rights through financial
instruments(total of 8.B 1 + 8.B 2)
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Total of both in % (8.A + 8.B)
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Total number of voting rights of issuervii
|
|
Resulting situation on the date on which threshold was crossed or
reached
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34.96%
|
|
34.96%
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35,093,417,576
|
|
Position of previous notification (if
applicable)
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35.94%
|
|
35.94%
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
|
A: Voting rights attached to shares
|
|
Class/type ofshares
ISIN code (if possible)
|
Number of voting rightsix
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% of voting rights
|
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
|
Ordinary Shares of £1.0769 each GB00BM8PJY71
|
12,267,836,404
|
|
34.96%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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SUBTOTAL 8. A
|
12,267,836,404
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34.96%
|
|
|
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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SUBTOTAL 8. B 1
|
|
|
|
|
|
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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SUBTOTAL 8.B.2
|
|
|
|
|
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9. Information in relation to the person subject to the
notification obligation (please mark
the
applicable
box with an "X")
|
|
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
|
Full chain of controlled undertakings through which
the voting rights and/or thefinancial instruments are effectively
held starting with the ultimate controlling natural person or legal
entityxiv (please add additional rows as
necessary)
|
x
|
|
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
UK
Government Investments Limited, a company wholly-owned by His
Majesty's Treasury, is entitled to exercise control over the voting
rights which are the subject of this notification (pursuant to
certain management arrangements agreed with His Majesty's
Treasury).
The
Solicitor for the Affairs of His Majesty's Treasury is acting as
nominee for The Commissioners of His Majesty's
Treasury.
|
|
The
Commissioners of His Majesty's Treasury
|
34.96%
|
|
34.96%
|
|
|
|
|
|
|
|
|
|
|
|
|
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10. In case of proxy voting, please
identify:
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Name of
the proxy holder
|
|
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The
number and % of voting rights held
|
|
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The
date until which the voting rights will be held
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|
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11. Additional informationxvi
|
|
The
Solicitor for the Affairs of His Majesty's Treasury is acting as
nominee for The Commissioners of His Majesty's Treasury
(HMT).
The
percentage of voting rights held by HMT in NatWest Group plc (NWG),
as shown on this form (34.96%), has been calculated following the
disposal by HMT of 97,917,196 ordinary shares in NWG since its last
TR-1 notification on 22 January 2024.
The
percentage of voting rights held by HMT could move up or down going
forward depending on the number of shares repurchased by NWG and
the progress of sales under HMT's trading plan announced on 22 July
2021 and most recently extended on 3 April 2023.
|
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Place of completion
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London,
England
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Date of completion
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2
February 2024
|
Legal Entity Identifier: 2138005O9XJIJN4JPN90
Exhibit
No. 2
6 February 2024
NatWest Group plc
Directorate Change
NatWest Group plc ('NWG') announces the appointment of Geeta
Gopalan as an independent non-executive director with effect from 1
July 2024.
Howard Davies, Chairman of NWG, said:
"I am delighted to welcome Geeta to NatWest Group. Geeta will
be a valuable addition to the board, bringing substantial financial
and banking expertise, combined with a strong track record as a plc
non-executive director."
Geeta currently serves as a non-executive director of Virgin
Money UK PLC*, Funding Circle plc, Intrum S.A., and as a Trustee of
The Old Vic Theatre. She previously served as a non-executive
director of Dechra Pharmaceuticals Ltd, Ultra Electronics Plc,
Wizink Bank SA, and Vocalink. Geeta's biography is set out
below.
*Stepping down on 30 June 2024.
There are no further matters requiring disclosure under Listing
Rule 9.6.13.
For further information contact:
NatWest Group Investor Relations:
Claire Kane
Director, Investor Relations
+44 (0) 20 7672 1758
NatWest Group Media Relations:
+44 (0) 131 523 4205
LEI: 2138005O9XJIJN4JPN90
-------------------------------------------------
Geeta Gopalan Biography
Geeta Gopalan is currently a non-executive director of Virgin Money
UK PLC*, serving as Risk Committee Chair; Intrum S.A, Europe's
largest credit investment and collections company; Funding Circle
plc - the largest fintech platform for SME lending in the UK,
serving as Senior Independent Director and Audit Committee Chair;
and as Trustee and Finance Committee Chair at The Old Vic
Theatre.
Geeta's previous non-executive directorships include Dechra
Pharmaceuticals Ltd, a leading FTSE 150 veterinary pharmaceuticals
company, serving as Remuneration Committee Chair; Ultra Electronics
Plc, a highly specialised software company that supply solutions
for defence, transport and aerospace; Wizink Bank SA, a private
equity owned digital bank in Spain; Vocalink, the operator for the
UK national payments infrastructure; Trustee Pilotlight, an
enterprise focused on bringing business skills to the third sector;
and as Vice-Chair and Member of the England Committee Big Lottery
Fund, which is the largest non-government funder of community
development in the UK and one of the largest globally.
Geeta has spent over 20 years in various executive roles across
banking and fintechs. Geeta is also a Qualified Chartered
Accountant (Chartered Accountants Institute, India).
Exhibit
No. 3
Paul Thwaite appointed as NatWest Group CEO
The
Board of NatWest Group plc has appointed Paul Thwaite as Group
Chief Executive Officer and Executive Director with immediate
effect. This follows his appointment on an initial 12-month basis
in July 2023.
Led
by Chair Designate Rick Haythornthwaite, the NatWest Group Board
has undertaken a rigorous and competitive search process, with
support from a leading external search firm.
Rick Haythornthwaite, Chair Designate of NatWest Group
said: "Paul
has shown an unrivalled understanding of this business, our
customers, and the opportunities for growth. We are both ambitious
for this organisation and I fully expect his potent blend of
NatWest knowledge and thoughtful, imaginative approach to
leadership to prove key to forging success in the rapidly changing
landscape of banking.
The Board agreed that he was the outstanding candidate and the
right person to shape the future of NatWest".
Paul Thwaite, NatWest Group CEO said: "I want to thank the Board for their support and
the opportunity they have given me. It's an honour to lead what, I
believe, is a great business, which plays a vital role in the lives
of the 19 million customers we serve. With that, comes a
great sense of responsibility to succeed for our customers,
colleagues, and shareholders.
Our customers' needs and expectations are changing at pace, as they
engage with emerging technology, adapt to new social trends, and
build ever more resilience to a fast-evolving
world. I
believe that NatWest, with its heritage, leading customer
businesses, deep regional connections and financial strength, can
be a trusted partner to customers during a period of
change.
It is an exciting time for our sector and our bank. I am confident
we can shape the future of NatWest to deliver its full
potential."
Howard Davies, NatWest Group
Chairman said: "I
am very pleased with the outcome of the process Rick ran. I have
worked closely with Paul over the last seven months and am
confident that he has all the skills needed to lead the bank
forward."
Paul
has also been appointed as CEO and Executive Director of NatWest
Holdings Limited, The Royal Bank of Scotland plc and National
Westminster Bank Plc.
Paul
previously served as a director of Motability Operations Group plc
from 30 September 2016 to 1 March 2021.
There
are no other matters to disclose under Listing Rule
9.6.13
Remuneration arrangements for Paul Thwaite
Paul Thwaite's remuneration arrangements have been set in
accordance with the Directors' Remuneration Policy approved by
shareholders. The remuneration package includes a base salary
of £1,155,660 per
annum, a
fixed share allowance set at 100% of salary, standard benefit
funding of £26,250 per annum and a pension allowance of 10% of
salary on the same basis as the wider
workforce.
Variable pay will consist of an annual bonus subject to
performance, with a maximum opportunity of
100% of salary delivered equally in cash and shares and a
Restricted Share Plan award with a maximum
opportunity of
150% of salary delivered in shares. Paul will be required to build
up and maintain a minimum shareholding equal to 500% of
salary.
The remuneration package for the NatWest Group CEO continues to
represent pay restraint in comparison to the
market. Any
further increases will be reviewed annually, subject to
satisfactory performance and development in
role.
Further details of Paul's remuneration arrangements are set out in
the 2023 Directors' Remuneration Report.
For further information contact:
NatWest Group Investor Relations:
Claire Kane
Director, Investor Relations
+44 (0) 20 7672 1758
NatWest Group Media Relations:
+44 (0) 131 523 4205
LEI: 2138005O9XJIJN4JPN90
Exhibit
No. 4
NatWest Group plc
Publication of Supplementary Prospectus
The following supplementary prospectus has been approved by the
Financial Conduct Authority and is available for
viewing:
Supplementary Prospectus dated 16 February 2024 to the NatWest
Group plc £40,000,000,000 Euro Medium Term Note Programme of 7
December 2023.
To view the full document, please paste the following URL into the
address bar of your browser:
http://www.rns-pdf.londonstockexchange.com/rns/4873D_1-2024-2-16.pdf
A copy of the above Supplementary Prospectus has been submitted to
the National Storage Mechanism and will shortly be available for
inspection at:
https://data.fca.org.uk/#/nsm/nationalstoragemechanism
For further information, please contact:
Scott Forrest
Head of NatWest Treasury DCM
Tel: +44 (0) 7747 455
969
DISCLAIMER - INTENDED ADDRESSEES
Please note that the information contained in the Supplementary
Prospectus (and the Prospectus to which it relates) may be
addressed to and/or targeted at persons who are residents of
particular countries (specified in the Prospectus) only and is not
intended for use and should not be relied upon by any person
outside of these countries and/or to whom the offer contained in
the Prospectus and the Supplementary Prospectus is not addressed.
Prior to relying on the information contained in the Prospectus and
the Supplementary Prospectus you must ascertain from the Prospectus
whether or not you are part of the intended addressees of the
information contained therein.
Your right to access this service is conditional upon complying
with the above requirement.
Legal Entity Identifier
|
|
|
|
NatWest Group plc
|
2138005O9XJIJN4JPN90
|
Exhibit No. 5
NatWest Group plc
19 February 2024
Commencement of On
Market Share Buyback Programme
NatWest Group plc (the "Company") announces the commencement of its
programme to buy back ordinary shares in the Company with a nominal
value of £1.0769* each
("Ordinary Shares").
On 16 February 2024, the Company announced its full year results
and a share buyback programme (the "2024 Programme") of up to
£300 million. The 2024 Programme will commence on 19
February 2024 and will end no later than 18 July 2024, provided
that the term of the 2024 Programme may be extended to end no later
than 15 August 2024 to account for any days where usual trading has
not been possible because of market events during the term of the
2024 Programme.
The 2024 Programme, the purpose of which is to reduce the Company's
issued share capital, will take place within the limitations of the
authority granted by shareholders to the Board of the Company at
its Annual General Meeting, held on 25 April 2023 (the "2023
Authority").
The maximum number of Ordinary Shares that can be purchased by NWG
under the 2024 Programme is 696,743,990**.
The Company has entered into non-discretionary instructions with
UBS AG, London Branch to conduct the Programme on its behalf and to
make trading decisions under the Programme independently of the
Company.
The Company intends to cancel the repurchased Ordinary
Shares.
* The
nominal value of Ordinary Shares without rounding is
£1.076923076923077 per share.
** This number reflects the impact on the 2023 Authority of the
reduction in issued share capital following the off-market buyback
announced on 22 May 2023. It is further reduced by the number of
shares purchased to date by the Company under the ongoing share
buyback programme announced on 31 July 2023 (the
"2023 Programme").This
number does not take into account further purchases of
Ordinary Shares which (i) may have taken place but have not, at the
date of this announcement, settled under the 2023 Programme or (ii)
may take place under the 2023 Programme between the date of this
announcement and the conclusion of the 2023
Programme. These
remaining purchases under the 2023 Programme may occur whilst
purchases are taking place under the
2024 Programme.
Further information:
Investor Relations
+ 44 (0)207 672 1758
Media Relations
+44 (0)131 523 4205
Legal Entity Identifier: 2138005O9XJIJN4JPN90
Disclaimer
This announcement is for information purposes only and does not
constitute or form a part of an offer to sell or a solicitation of
an offer to purchase, or the solicitation to sell, any securities
of the Company.
Forward-looking statements
This announcement may include forward-looking statements within the
meaning of the United States Private Securities Litigation Reform
Act of 1995, such as statements that include, without limitation,
the words 'expect', 'estimate', 'project', 'anticipate', 'commit',
'believe', 'should', 'intend', 'will', 'plan', 'could',
'probability', 'risk', 'Value-at-Risk (VaR)', 'target', 'goal',
'objective', 'may', 'endeavour', 'outlook', 'optimistic',
'prospects' and similar expressions or variations on these
expressions. These statements concern or may affect future matters,
such as NatWest Group's future economic results, business plans and
strategies. In
particular, this announcement may include forward-looking
statements relating to NatWest Group plc in respect of, but not
limited to: its economic and political risks, its financial
position, profitability and financial performance (including
financial, capital, cost savings and operational targets), the
implementation of its strategy, its climate and
sustainability-related targets, increasing competition from
incumbents, challengers and new entrants and disruptive
technologies, its access to adequate sources of liquidity and
funding, its regulatory capital position and related requirements,
its exposure to third party risks, its ongoing compliance with the
UK ring-fencing regime and ensuring operational continuity in
resolution, its impairment losses and credit exposures under
certain specified scenarios, substantial regulation and oversight,
ongoing legal, regulatory and governmental actions and
investigations, and NatWest Group's exposure to operational risk,
conduct risk, cyber, data and IT risk, financial crime risk, key
person risk and credit rating risk. Forward-looking
statements are subject to a number of risks and uncertainties that
might cause actual results and performance to differ materially
from any expected future results or performance expressed or
implied by the forward-looking statements. Factors that could cause
or contribute to differences in current expectations include, but
are not limited to, future growth initiatives (including
acquisitions, joint ventures and strategic partnerships), the
outcome of legal, regulatory and governmental actions and
investigations, the level and extent of future impairments and
write-downs, legislative, political, fiscal and regulatory
developments, accounting standards, competitive conditions,
technological developments, interest and exchange rate
fluctuations, general economic and political conditions and the
impact of climate-related risks and the transitioning to a net zero
economy. These and other factors, risks and uncertainties that may
impact any forward-looking statement or NatWest Group plc's actual
results are discussed in NatWest Group plc's 2023 Annual Report on
Form 20-F, and
its other public filings. The forward-looking statements contained
in this announcement speak only as of the date of this announcement
and NatWest Group plc does not assume or undertake any obligation
or responsibility to update any of the forward-looking statements
contained in this announcement, whether as a result of new
information, future events or otherwise, except to the extent
legally required.
No Purchases in the United States and No Purchases of American
Depositary Receipts ("ADRs")
Purchases of Ordinary Shares under the Programme will be made
outside the United States only. There will be no purchases of
Ordinary Shares from within the United States or from persons known
to be located in the United States, and there will be no purchases
of the Company's ADRs under the Programme.
Exhibit
No. 6
TR-1: Standard form for notification of major holdings
|
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to the FCA in
Microsoft Word format if possible)i
|
|
|
|
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
NatWest Group plc
|
|
1b. Please indicate if the issuer is a non-UK
issuer (please
mark with an "X" if appropriate)
|
|
Non-UK issuer
|
|
|
2. Reason for the notification (please
mark the appropriate box or boxes with an "X")
|
|
An acquisition or disposal of voting rights
|
x
|
|
An acquisition or disposal of financial instruments
|
|
|
An event changing the breakdown of voting rights
|
|
|
Other (please specify)iii:
|
|
|
3. Details of person subject to the notification
obligationiv
|
|
Name
|
The Commissioners of His Majesty's Treasury
|
|
City and country of registered office (if applicable)
|
London, England
|
|
4. Full name of shareholder(s) (if
different from 3.)v
|
|
Name
|
The Solicitor for the Affairs of His Majesty's
Treasury
|
|
City and country of registered office (if applicable)
|
London, England
|
|
5. Date on which the threshold was crossed or
reachedvi:
|
16 February 2024
|
|
6. Date on which issuer notified (DD/MM/YYYY):
|
16 February 2024
|
|
7. Total positions of person(s) subject to the notification
obligation
|
|
|
% of voting rights attached to shares (total of 8. A)
|
% of voting
rights through financial
instruments(total of 8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights of issuervii
|
|
Resulting situation on the date on which threshold was crossed or
reached
|
33.56%
|
|
33.56%
|
35,093,417,576
|
|
Position of previous notification (if
applicable)
|
34.96%
|
|
34.96%
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
|
A: Voting rights attached to shares
|
|
Class/type ofshares
ISIN code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
|
Ordinary Shares of £1.0769 each GB00BM8PJY71
|
11,776,787,296
|
|
33.56%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A
|
11,776,787,296
|
33.56%
|
|
|
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B 1
|
|
|
|
|
|
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8.B.2
|
|
|
|
|
|
9. Information in relation to the person subject to the
notification obligation (please mark
the
applicable
box with an "X")
|
|
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
|
Full chain of controlled undertakings through which
the voting rights and/or thefinancial instruments are effectively
held starting with the ultimate controlling natural person or legal
entityxiv (please add additional rows as
necessary)
|
x
|
|
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
UK
Government Investments Limited, a company wholly-owned by His
Majesty's Treasury, is entitled to exercise control over the voting
rights which are the subject of this notification (pursuant to
certain management arrangements agreed with His Majesty's
Treasury).
The
Solicitor for the Affairs of His Majesty's Treasury is acting as
nominee for The Commissioners of His Majesty's
Treasury.
|
|
The
Commissioners of His Majesty's Treasury
|
33.56%
|
|
33.56%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10. In case of proxy voting, please
identify:
|
|
Name of
the proxy holder
|
|
|
The
number and % of voting rights held
|
|
|
The
date until which the voting rights will be held
|
|
|
|
|
11. Additional informationxvi
|
|
The
Solicitor for the Affairs of His Majesty's Treasury is acting as
nominee for The Commissioners of His Majesty's Treasury
(HMT).
The
percentage of voting rights held by HMT in NatWest Group plc (NWG),
as shown on this form (33.56%), has been calculated following the
disposal by HMT of 122,762,277 ordinary shares in NWG since its
last TR-1 notification on 5 February 2024.
The
percentage of voting rights held by HMT could move up or down going
forward depending on the number of shares repurchased by NWG and
the progress of sales under HMT's trading plan announced on 22 July
2021 and most recently extended on 3 April 2023.
|
|
Place of completion
|
London,
England
|
|
Date of completion
|
16
February 2024
|
Legal Entity Identifier: 2138005O9XJIJN4JPN90
Exhibit
No. 7
NatWest Group plc
22 February 2024
Notice of Redemption
NatWest Group
plc (the
"Issuer")
The Issuer hereby gives notice to holders of the
€750,000,000 Fixed to Floating Rate Notes due 4 March
2025 (ISIN: XS1875275205 (the "Notes")) of the upcoming redemption of the Notes on 4
March 2024. The amount of the Notes currently outstanding is
€750,000,000.
Terms used but not defined herein shall have the meaning given to
them in the notice of redemption. The Notes are being redeemed
pursuant to Condition 5(d) (Call Option - Redemption at
the Option of the Issuer) of the Notes at par, together with interest
accrued to but excluding the Redemption Date. The Issuer has
notified the holders pursuant to the terms of the
Notes.
To view the notice, please click on the link below.
http://www.rns-pdf.londonstockexchange.com/rns/1227E_1-2024-2-22.pdf
For further information, please contact:
Scott Forrest
Head of NatWest Treasury DCM
Tel: +44 (0)7747 455969
|
Legal Entity Identifiers
|
|
|
NatWest Group plc
|
2138005O9XJIJN4JPN90
|
Exhibit
No. 8
TR-1: Standard form for notification of major holdings
|
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to the FCA in
Microsoft Word format if possible)i
|
|
|
|
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
NatWest Group plc
|
|
1b. Please indicate if the issuer is a non-UK
issuer (please
mark with an "X" if appropriate)
|
|
Non-UK issuer
|
|
|
2. Reason for the notification (please
mark the appropriate box or boxes with an "X")
|
|
An acquisition or disposal of voting rights
|
x
|
|
An acquisition or disposal of financial instruments
|
|
|
An event changing the breakdown of voting rights
|
|
|
Other (please specify)iii:
|
|
|
3. Details of person subject to the notification
obligationiv
|
|
Name
|
The Commissioners of His Majesty's Treasury
|
|
City and country of registered office (if applicable)
|
London, England
|
|
4. Full name of shareholder(s) (if
different from 3.)v
|
|
Name
|
The Solicitor for the Affairs of His Majesty's
Treasury
|
|
City and country of registered office (if applicable)
|
London, England
|
|
5. Date on which the threshold was crossed or
reachedvi:
|
23 February 2024
|
|
6. Date on which issuer notified (DD/MM/YYYY):
|
23 February 2024
|
|
7. Total positions of person(s) subject to the notification
obligation
|
|
|
% of voting rights attached to shares (total of 8. A)
|
% of voting
rights through financial
instruments(total of 8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights of issuervii
|
|
Resulting situation on the date on which threshold was crossed or
reached
|
32.88%
|
|
32.88%
|
35,093,417,576
|
|
Position of previous notification (if
applicable)
|
33.56%
|
|
33.56%
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
|
A: Voting rights attached to shares
|
|
Class/type ofshares
ISIN code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
|
Ordinary Shares of £1.0769 each GB00BM8PJY71
|
11,537,714,952
|
|
32.88%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A
|
11,537,714,952
|
32.88%
|
|
|
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B 1
|
|
|
|
|
|
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8.B.2
|
|
|
|
|
|
9. Information in relation to the person subject to the
notification obligation (please mark
the
applicable
box with an "X")
|
|
|
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
|
Full chain of controlled undertakings through which
the voting rights and/or thefinancial instruments are effectively
held starting with the ultimate controlling natural person or legal
entityxiv (please add additional rows as
necessary)
|
x
|
|
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total
of both if it equals or is higher than the notifiable
threshold
|
|
UK
Government Investments Limited, a company wholly-owned by His
Majesty's Treasury, is entitled to exercise control over the voting
rights which are the subject of this notification (pursuant to
certain management arrangements agreed with His Majesty's
Treasury).
The
Solicitor for the Affairs of His Majesty's Treasury is acting as
nominee for The Commissioners of His Majesty's Treasury.
|
|
The
Commissioners of His Majesty's Treasury
|
32.88%
|
|
32.88%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
10. In
case of proxy voting, please identify:
|
|
Name of
the proxy holder
|
|
|
The
number and % of voting rights held
|
|
|
The
date until which the voting rights will be held
|
|
|
|
|
11. Additional informationxvi
|
|
The
Solicitor for the Affairs of His Majesty's Treasury is acting as
nominee for The Commissioners of His Majesty's Treasury
(HMT).
The
percentage of voting rights held by HMT in NatWest Group plc (NWG),
as shown on this form (32.88%), has been calculated following the
disposal by HMT of 59,768,086 ordinary shares in NWG since its last
TR-1 notification on 19 February 2024.
The
percentage of voting rights held by HMT could move up or down going
forward depending on the number of shares repurchased by NWG and
the progress of sales under HMT's trading plan announced on 22 July
2021 and most recently extended on 3 April 2023.
|
|
Place of completion
|
London,
England
|
|
Date of completion
|
23
February 2024
|
Legal Entity Identifier: 2138005O9XJIJN4JPN90
Exhibit
No. 9
NatWest
Group plc
Total Voting Rights and Capital
In conformity with the Disclosure
Guidance and Transparency Rules, NatWest Group plc ("NWG") hereby
notifies the following in respect of its issued share capital with
voting rights as at 29 February 2024.
|
Share Class and nominal value
|
Number of Shares issued
|
Voting rights per share
|
Total Voting rights -
|
|
29 February 2024
|
|
Ordinary Shares of £1.0769* (excluding ordinary shares held in
treasury)
|
8,750,233,496
|
4
|
35,000,933,984
|
|
Ordinary Shares of £1.0769* held in treasury
|
174,599,613
|
4
|
Voting rights not exercisable
|
|
11% Cumulative Preference Shares of £1
|
240,686
|
4
|
962,744
|
|
5.5% Cumulative Preference Shares of £1
|
242,454
|
4
|
969,816
|
|
Total:
|
8,925,316,249
|
|
35,002,866,544
|
*Note:
the nominal value of Ordinary Shares without
rounding is £1.076923076923077 per share
Shareholders may use the above figure of
35,002,866,544 for their calculations to determine whether they are
required to notify their interest in, or a change to their interest
in, NWG under the FCA's Disclosure Guidance and Transparency
Rules.
Legal Entity
Identifier:2138005O9XJIJN4JPN90
Date: 29
February 2024
|
|
NATWEST
GROUP plc (Registrant)
|
|
|
|
|
|
By: /s/
Jan Cargill
|
|
|
|
|
|
Name:
Jan Cargill
|
|
|
Title:
Chief Governance Officer and Company Secretary
|
NatWest (NYSE:NWG)
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