Statement of Changes in Beneficial Ownership (4)
September 02 2016 - 5:07PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
ROBERTSON CORBIN J III
|
2. Issuer Name
and
Ticker or Trading Symbol
NATURAL RESOURCE PARTNERS LP
[
NRP
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
1415 LOUISIANA STREET, SUITE 2400
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/31/2016
|
(Street)
HOUSTON, TX 77002
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Units
(1)
|
8/31/2016
|
|
J
(2)
|
|
46893
|
A
|
$0.000
|
194815
|
D
(3)
|
|
Common Units
(1)
|
8/31/2016
|
|
J
(2)
|
|
14617
|
A
|
$0.000
|
19663
|
I
|
By The Corbin James Robertson III 2009 Family Trust
(4)
|
Common Units
(1)
|
|
|
|
|
|
|
|
39
|
I
|
By Spouse
(5)
|
Common Units
(1)
|
|
|
|
|
|
|
|
9783
|
I
|
By CIII Capital Management, LLC
(6)
|
Common Units
(1)
|
|
|
|
|
|
|
|
10000
|
I
|
By BHJ Investments, L.P.
(7)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Phantom Units
(8)
|
(9)
(10)
|
|
|
|
|
|
|
2/13/2017
|
2/13/2017
|
Common Units
|
370
|
|
370
|
D
|
|
Phantom Units
(8)
|
(9)
(10)
|
|
|
|
|
|
|
2/12/2018
|
2/12/2018
|
Common Units
|
389
|
|
389
|
D
|
|
Phantom Units
(8)
|
(9)
(10)
|
|
|
|
|
|
|
2/11/2019
|
2/11/2019
|
Common Units
|
410
|
|
410
|
D
|
|
Explanation of Responses:
|
(
1)
|
All units reported on this Form 4 have been adjusted to reflect the 1-for-10 reverse unit split that was effective February 18, 2016.
|
(
2)
|
These common units were received as a liquidating distribution of Western Bridgeport, Inc. The reporting person did not previously report beneficial ownership of these common units.
|
(
3)
|
Corbin J. Robertson III shares beneficial ownership of 2,397 common units with his spouse, Brooke Robertson.
|
(
4)
|
The beneficiary of The Corbin James Robertson III 2009 Family Trust is the family of Corbin J. Robertson III. Corbin J. Robertson III is the Trust Advisor for The Corbin James Robertson III 2009 Family Trust and may be deemed to beneficially own the common units owned by The Corbin James Robertson III 2009 Family Trust.
|
(
5)
|
Corbin J. Robertson III disclaims beneficial ownership of these common units, and this report shall not be deemed an admission that Corbin J. Robertson III is the beneficial owner of such common units for purposes of Section 16 or for any other purpose.
|
(
6)
|
Corbin J. Robertson III is the controlling Manager of CIII Capital Management, LLC and may be deemed to beneficially own the common units owned by CIII Capital Management, LLC.
|
(
7)
|
BHJ Investments, L.P. is a limited partnership of which the reporting person is the manager of the general partner. The limited partners of BHJ Investments, L.P. are the reporting person, his wife, and a trust formed for the benefit of the reporting person's children in which the reporting person has no pecuniary interest.
|
(
8)
|
The phantom units were granted to the reporting person under the issuer's long-term incentive plan.
|
(
9)
|
Award includes tandem distribution equivalent rights pursuant to which the quarterly distributions paid by the partnership on each unit will be accrued over the vesting period and paid on vesting.
|
(
10)
|
The phantom units will be paid in cash based on the average closing price of the common units for the 20 trading days immediately prior to the date of vesting.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
ROBERTSON CORBIN J III
1415 LOUISIANA STREET
SUITE 2400
HOUSTON, TX 77002
|
X
|
|
|
|
Signatures
|
Corbin J. Robertson III
|
|
9/2/2016
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Natural Resource Partners (NYSE:NRP)
Historical Stock Chart
From Jul 2024 to Jul 2024
Natural Resource Partners (NYSE:NRP)
Historical Stock Chart
From Jul 2023 to Jul 2024