Statement of Ownership (sc 13g)
February 08 2023 - 11:49AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )
HUYA Inc
(Name of Issuer)
American Depositary Shares, each representing one
Class A ordinary share, par value US$0.0001 per share
(Title of Class of Securities)
44852D108
(CUSIP Number)
December 30, 2022
(Date of Event Which Requires Filing of this
Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
☒ Rule 13d–1(b)
☐ Rule 13d–1(c)
☐ Rule 13d–1(d)
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The remainder of this cover page shall be filled out
for a reporting person’s initial filing on this form with respect
to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures
provided in a prior cover page.
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The information required in the remainder of this cover page shall
not be deemed to be “filed” for the purpose of Section 18 of
the Securities Exchange Act of 1934 (“Act”) or otherwise subject to
the liabilities of that section of the Act but shall be subject to
all other provisions of the Act (however, see the Notes).
CUSIP No. 44852D108
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(1) |
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Names of reporting persons
UBS Group AG directly and on behalf of certain
subsidiaries
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(2) |
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Check the appropriate box if a member of a group (see
instructions)
(a) ☐ (b) ☐
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(3) |
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SEC use only
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(4) |
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Citizenship or place of organization
Switzerland
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Number of
shares
beneficially
owned by
each
reporting
person
with:
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(5) |
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Sole voting power
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(6) |
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Shared voting power
25,082
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(7) |
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Sole dispositive power
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(8) |
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Shared dispositive power
7,069,257
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(9) |
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Aggregate amount beneficially owned by each reporting
person
7,069,257
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(10) |
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Check if the aggregate amount in Row (9) excludes
certain shares (see instructions)
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(11) |
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Percent of class represented by amount in Row (9)
7.93%
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(12) |
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Type of reporting person (see instructions)
BK
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SCHEDULE 13G |
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Page ___ of ___ |
Item 1(a) |
Name of issuer: HUYA Inc
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Item 1(b) |
Address of issuer’s principal executive
offices:
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Building A3, E-Park, 280 Hanxi Road
Panyu District, Guangzhou 511446
People’s Republic of China
2(a) Name of person filing:
UBS Group AG
2(b) Address or principal business office or, if none,
residence:
UBS Group AG
Bahnhofstrasse 45
PO Box CH-8021
Zurich, Switzerland
2(c) Citizenship:
Switzerland
2(d) Title of class of securities:
American Depositary Shares, each representing one Class A ordinary
share, par value US$0.0001 per share
2(e) CUSIP No.:
44852D108
Item 3. |
If this statement is filed pursuant to
§§240.13d–1(b) or 240.13d–2(b) or (c), check whether the person
filing is a:
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(a) |
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☐ |
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Broker or dealer registered under section 15 of
the Act (15 U.S.C. 78o); |
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(b) |
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Bank as defined in section 3(a)(6) of the Act (15
U.S.C. 78c); |
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(c) |
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☐ |
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Insurance company as defined in section 3(a)(19)
of the Act (15 U.S.C. 78c); |
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(d) |
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☐ |
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Investment company registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C 80a–8); |
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(e) |
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☐ |
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An investment adviser in accordance with
§240.13d–1(b)(1)(ii)(E); |
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(f) |
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☐ |
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An employee benefit plan or endowment fund in
accordance with §240.13d–1(b)(1)(ii)(F); |
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(g) |
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☐ |
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A parent holding company or control person in
accordance with §240.13d–1(b)(1)(ii)(G); |
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(h) |
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A savings associations as defined in
Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813); |
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(i) |
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☐ |
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A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C. 80a–3); |
(j) |
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☐ |
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A non-U.S.
institution in accordance with §240.13d–1(b)(1)(ii)(J); |
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(k) |
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Group, in accordance with §240.13d–1(b)(1)(ii)(K).
If filing as a non-U.S.
institution in accordance with §240.13d–1(b)(1)(ii)(J), please
specify the type of institution:
________________________________ |
Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer identified
in Item 1.
(a) |
Amount beneficially owned: 7,069,257.
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(b) |
Percent of class: 7.93%
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(c) |
Number of shares as to which the person has:
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(i) |
Sole power to vote or to direct the vote
_________.
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(ii) |
Shared power to vote or to direct the vote 25,082.
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(iii) |
Sole power to dispose or to direct the disposition of
_________.
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(iv) |
Shared power to dispose or to direct the disposition
of 7,069,257.
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Item 5. |
Ownership of 5 Percent or Less of a
Class. If this statement is being filed to report the
fact that as of the date hereof the reporting person has ceased to
be the beneficial owner of more than 5 percent of the class of
securities, check the following ☐.
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Dissolution of a group requires a response to this item.
Item 6. |
Ownership of More than 5 Percent on Behalf of
Another Person.
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N/A
Item 7. |
Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on by the
Parent Holding Company or Control Person.
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This statement on Schedule 13G is being filed by UBS Group AG on
behalf of itself and its wholly owned subsidiaries UBS Financial
Services Inc., UBS Switzerland AG, UBS Trustees (Bahamas) Limited,
UBS AG London Branch, UBS Securities LLC.
Item 8. |
Identification and Classification of Members of
the Group.
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N/A
Item 9. |
Notice of Dissolution of Group.
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N/A
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are
held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect other
than activities solely in connection with a nomination under
§240.14a-11.
Signatures
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
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Date: 02/06/2023 |
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Signature: |
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/s/
Andrew Johnson |
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Name: |
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Andrew Johnson |
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Title: |
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Associate Director |
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Date: 02/06/2023 |
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Signature: |
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/s/
Rollins Simmons |
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Name: |
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Rollins Simmons |
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Title: |
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Authorized Signatory |
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