Report of Foreign Issuer (6-k)
February 28 2018 - 6:23PM
Edgar (US Regulatory)
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a - 16 or 15d - 16 of
the Securities Exchange Act of 1934
For the
month of February
HSBC Holdings plc
42nd
Floor, 8 Canada Square, London E14 5HQ, England
(Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F).
Form
20-F X Form 40-F
(Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3-2(b) under the Securities
Exchange Act of 1934).
Yes
No X
(If
"Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2(b): 82-
).
HSBC HOLDINGS PLC
28
February 2018
Notification of Transactions by Persons Discharging Managerial
Responsibilities ("PDMRs")
1.
Long Term Incentive
Awards
On 26
February 2018, long term incentive awards ("LTI awards") were made
to the Executive Directors named below as part of variable pay for
the performance year ended 31 December 2017. An LTI award is an
award of US$0.50 ordinary shares ("Shares") in HSBC Holdings plc
(the "Company"), with a three year performance period commencing on
1 January 2018 and ending on 31 December 2020.
At the
end of this performance period, the number of Shares that vest will
be determined based upon an assessment by the Group Remuneration
Committee of performance against financial and non-financial
measures, as detailed in the Directors' Remuneration Report in the
2017 Annual Report and Accounts. Subject to that assessment, the
shares will vest in five equal annual instalments, with the first
vesting taking place in March 2021, immediately following the end
of the three year performance period, whilst the balance will vest
in equal annual instalments thereafter. Upon each vesting, a one
year retention period applies.
Directors
Name
|
Shares awarded
|
Iain
Mackay
|
395,388
|
Marc
Moses
|
395,388
|
2.
Annual Incentive
Awards
On
26 February 2018, awards of (i) immediately vested and (ii)
deferred Shares were made under the HSBC Share Plan 2011. These
awards relate to the performance year ended 31 December 2017 and
comprise part of the Group's annual incentive arrangements. The
awards were determined by assessing performance during the year
against financial and non-financial metrics. For Executive
Directors who served during the year ended 31 December 2017, the
performance assessment is detailed in the Directors' Remuneration
Report in the 2017 Annual Report and Accounts. Upon vesting, a one
year retention period applies.
(i)
Immediately vested awards
Directors
Name
|
Shares awarded
|
Shares sold in respect of Income Tax and Social Security
liabilities at £7.2146 per share
|
Net shares vested
|
Iain
Mackay
|
184,406
|
86,671
|
97,735
|
Marc
Moses
|
187,724
|
88,231
|
99,493
|
Other
PDMRs
Name
|
Shares awarded
|
Shares sold in respect of Income Tax and Social Security
liabilities at £7.2146 per share
|
Net shares vested
|
Samir
Assaf
|
136,997
|
64,389
|
72,608
|
Peter
Boyles
|
39,347
|
17,707
|
21,640
|
Patrick
Burke
|
60,237
|
32,059
|
28,178
|
John
Flint*
|
86,366
|
40,593
|
45,773
|
Andy
Maguire
|
70,361
|
33,070
|
37,291
|
Paulo
Maia
|
29,171
|
10,210
|
18,961
|
Charlie
Nunn**
|
28,198
|
13,254
|
14,944
|
Noel
Quinn
|
55,937
|
26,291
|
29,646
|
Antonio
Simoes
|
55,969
|
26,306
|
29,663
|
Peter
Wong
|
65,581
|
9,838
|
55,743
|
*
|
John
Flint was appointed as Group Chief Executive and an Executive
Director of the Company with effect from 21 February
2018.
|
**
|
Award
in respect of 2017, prior to appointment as a PDMR in 2018.
The Awards have a six-month retention period.
|
(ii)
Deferred Awards
Awards
vest in five equal annual tranches commencing in March 2021. Upon
vesting, a one year retention period applies.
Other
PDMRs
Name
|
Shares awarded
|
Samir
Assaf
|
263,337
|
Peter
Boyles
|
75,634
|
Patrick
Burke*
|
104,753
|
John
Flint**
|
166,014
|
Andy
Maguire
|
135,248
|
Paulo
Maia*
|
50,728
|
Charlie
Nunn*/***
|
49,036
|
Noel
Quinn
|
107,523
|
Antonio
Simoes
|
107,583
|
Peter
Wong*
|
114,046
|
*
|
Awards
vest in five equal annual tranches commencing in March
2019.
|
**
|
John
Flint was appointed as Group Chief Executive and an Executive
Director of the Company with effect from 21 February
2018.
|
***
|
Award
in respect of 2017, prior to appointment as a PDMR in 2018.
The Award has a six-month retention period.
|
Awards
were made in London and are based upon the closing Share price on
the London Stock Exchange on 23 February 2018 of
£7.2340.
3.
Share
dealing
On 28
February 2018, Noel Quinn sold 150,000 Shares at £7.2170 per
share.
The
following disclosure is made in accordance with Article 19 of the
EU Market Abuse Regulation 596/2014.
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|
|
|
Name of natural person
|
John
Flint
|
|
|
|
|
2 - Reason for the notification
|
|
|
|
Position/status
|
Group
Chief Executive
|
|
|
|
|
Initial notification/amendment
|
Initial
Notification
|
|
|
|
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
|
|
4 - Details of the transaction(s)
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
|
£7.23
|
252,380
|
£1,825,716.92
|
|
|
Aggregated
|
£7.234
|
252,380
|
£1,825,716.92
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
|
|
|
£7.21
|
40,593
|
£292,862.26
|
|
|
|
Aggregated
|
£7.215
|
40,593
|
£292,862.26
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|
|
|
Name of natural person
|
Iain
Mackay
|
|
|
|
|
2 - Reason for the notification
|
|
|
|
Position/status
|
Group
Finance Director
|
|
|
|
|
Initial notification/amendment
|
Initial
Notification
|
|
|
|
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
|
|
4 - Details of the transaction(s)
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
|
£7.23
|
579,794
|
£4,194,229.80
|
|
|
Aggregated
|
£7.234
|
579,794
|
£4,194,229.80
|
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
|
|
|
£7.21
|
86,671
|
£625,296.60
|
|
|
|
Aggregated
|
£7.215
|
86,671
|
£625,296.60
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|
|
|
Name of natural person
|
Marc
Moses
|
|
|
|
|
2 - Reason for the notification
|
|
|
|
Position/status
|
Group
Chief Risk Officer
|
|
|
|
|
Initial notification/amendment
|
Initial
Notification
|
|
|
|
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
|
|
4 - Details of the transaction(s)
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
|
£7.23
|
583,112
|
£4,218,232.21
|
|
|
Aggregated
|
£7.234
|
583,112
|
£4,218,232.21
|
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
|
|
|
£7.21
|
88,231
|
£636,551.37
|
|
|
|
Aggregated
|
£7.215
|
88,231
|
£636,551.37
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|
|
|
Name of natural person
|
Samir
Assaf
|
|
|
|
|
2 - Reason for the notification
|
|
|
|
Position/status
|
Chief
Executive, Global Banking and Markets
|
|
|
|
|
Initial notification/amendment
|
Initial
Notification
|
|
|
|
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
|
|
4 - Details of the transaction(s)
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
|
£7.23
|
400,334
|
£2,896,016.16
|
|
|
Aggregated
|
£7.234
|
400,334
|
£2,896,016.16
|
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
|
|
|
£7.21
|
64,389
|
£464,540.88
|
|
|
|
Aggregated
|
£7.215
|
64,389
|
£464,540.88
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|
|
|
Name of natural person
|
Peter
Boyles
|
|
|
|
|
2 - Reason for the notification
|
|
|
|
Position/status
|
Chief
Executive of Global Private Banking
|
|
|
|
|
Initial notification/amendment
|
Initial
Notification
|
|
|
|
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
|
|
4 - Details of the transaction(s)
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
|
£7.23
|
114,981
|
£831,772.55
|
|
|
Aggregated
|
£7.234
|
114,981
|
£831,772.55
|
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
|
|
|
£7.21
|
17,707
|
£127,748.92
|
|
|
|
Aggregated
|
£7.215
|
17,707
|
£127,748.92
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|
|
|
Name of natural person
|
Patrick
Burke
|
|
|
|
|
2 - Reason for the notification
|
|
|
|
Position/status
|
President
and Chief Executive of HSBC US
|
|
|
|
|
Initial notification/amendment
|
Initial
Notification
|
|
|
|
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
|
|
4 - Details of the transaction(s)
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
|
£7.23
|
164,990
|
£1,193,537.66
|
|
|
Aggregated
|
£7.234
|
164,990
|
£1,193,537.66
|
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
|
|
|
£7.21
|
32,059
|
£231,292.86
|
|
|
|
Aggregated
|
£7.215
|
32,059
|
£231,
292.86
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|
|
|
Name of natural person
|
Andy
Maguire
|
|
|
|
|
2 - Reason for the notification
|
|
|
|
Position/status
|
Group
Chief Operating Officer
|
|
|
|
|
Initial notification/amendment
|
Initial
Notification
|
|
|
|
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
|
|
4 - Details of the transaction(s)
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
|
£7.23
|
205,609
|
£1,487,375.51
|
|
|
Aggregated
|
£7.234
|
205,609
|
£1,487,375.51
|
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
|
|
|
£7.21
|
33,070
|
£238,586.82
|
|
|
|
Aggregated
|
£7.215
|
33,070
|
£238,586.82
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|
|
|
Name of natural person
|
Paulo
Maia
|
|
|
|
|
2 - Reason for the notification
|
|
|
|
Position/status
|
Chief
Executive, Latin America
|
|
|
|
|
Initial notification/amendment
|
Initial
Notification
|
|
|
|
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
|
|
4 - Details of the transaction(s)
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
|
£7.23
|
79,899
|
£577,989.37
|
|
|
Aggregated
|
£7.234
|
79,899
|
£577,989.37
|
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
|
|
|
£7.21
|
10,210
|
£73,661.07
|
|
|
|
Aggregated
|
£7.215
|
10,210
|
£73,661.07
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|
|
|
Name of natural person
|
Charlie
Nunn
|
|
|
|
|
2 - Reason for the notification
|
|
|
|
Position/status
|
Chief
Executive, Retail Banking and Wealth Management
|
|
|
|
|
Initial notification/amendment
|
Initial
Notification
|
|
|
|
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
|
|
4 - Details of the transaction(s)
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
|
£7.23
|
77,234
|
£558,710.76
|
|
|
Aggregated
|
£7.234
|
77,234
|
£558,710.76
|
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
|
|
|
£7.21
|
13,254
|
£95,662.31
|
|
|
|
Aggregated
|
£7.215
|
13,254
|
£95,662.31
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|
|
|
|
|
Name of natural person
|
Noel
Quinn
|
|
|
|
|
|
|
2 - Reason for the notification
|
|
|
|
|
|
Position/status
|
Chief
Executive, Global Commercial Banking
|
|
|
|
|
|
|
Initial notification/amendment
|
Initial
Notification
|
|
|
|
|
|
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
|
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
|
|
|
|
4 - Details of the transaction(s)
|
|
Transaction(s) summary table
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
|
|
£7.23
|
163,460
|
£1,182,469.64
|
|
|
|
Aggregated
|
£7.234
|
163,460
|
£1,182,469.64
|
|
|
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
|
|
|
|
£7.21
|
26,291
|
£189,679.05
|
|
|
|
|
Aggregated
|
£7.215
|
26,291
|
£189,679.05
|
|
|
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-28
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
|
£7.22
|
150,000
|
£1,082,550.00
|
|
|
Aggregated
|
£7.217
|
150,000
|
£1,082,550.00
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|
|
|
Name of natural person
|
Antonio
Simoes
|
|
|
|
|
2 - Reason for the notification
|
|
|
|
Position/status
|
Chief
Executive, HSBC Bank plc
|
|
|
|
|
Initial notification/amendment
|
Initial
Notification
|
|
|
|
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
|
|
4 - Details of the transaction(s)
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
|
£7.23
|
163,552
|
£1,183,135.17
|
|
|
Aggregated
|
£7.234
|
163,552
|
£1,183,135.17
|
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
|
|
|
£7.21
|
26,306
|
£189,787.27
|
|
|
|
Aggregated
|
£7.215
|
26,306
|
£189,787.27
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|
|
|
Name of natural person
|
Peter
Wong
|
|
|
|
|
2 - Reason for the notification
|
|
|
|
Position/status
|
Deputy
Chairman and Chief Executive, The Hongkong and Shanghai Banking
Corporation Limited
|
|
|
|
|
Initial notification/amendment
|
Initial
Notification
|
|
|
|
|
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
|
|
Full name of the entity
|
HSBC Holdings plc
|
|
|
|
|
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
|
|
|
4 - Details of the transaction(s)
|
Transaction(s) summary table
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
|
£7.23
|
179,627
|
£1,299,421.72
|
|
|
Aggregated
|
£7.234
|
179,627
|
£1,299,421.72
|
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
2018-02-26
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
Nature of Transaction:
Disposal
|
|
Price
|
Volume
|
Total
|
|
|
|
|
£7.21
|
9,838
|
£70,977.23
|
|
|
|
Aggregated
|
£7.215
|
9,838
|
£70,977.23
|
|
For
any queries related to this
notification please contact:
Larissa
Wilson
Shareholder
Services
020
7991 0595
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
HSBC
Holdings plc
|
|
|
|
By:
|
|
Name:
Ben J S Mathews
|
|
Title:
Group Company Secretary
|
|
|
|
Date:
28 February 2018
|
Hsbc Holdings, Plc. Perpetual Sub Cap Secs (delisted) (NYSE:HSEA)
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