Initial Statement of Beneficial Ownership (3)
September 10 2019 - 5:07PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
McPhail Richard V |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/1/2019
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3. Issuer Name and Ticker or Trading Symbol
HOME DEPOT, INC. [HD]
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(Last)
(First)
(Middle)
2455 PACES FERRY RD SE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP & CFO / |
(Street)
ATLANTA, GA 30339
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
$.05 Common Stock | 18261.828 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Options | (1) | 3/26/2023 | Common Stock | 2699 | $69.65 | D | |
Employee Stock Options | (1) | 5/21/2023 | Common Stock | 7942 | $79.69 | D | |
Employee Stock Options | (1) | 3/25/2024 | Common Stock | 14544 | $78.87 | D | |
Employee Stock Options | (2) | 3/23/2025 | Common Stock | 10796 | $116.15 | D | |
Employee Stock Options | (2) | 3/22/2026 | Common Stock | 9869 | $130.22 | D | |
Employee Stock Options | (2) | 3/21/2027 | Common Stock | 5989 | $147.36 | D | |
Employee Stock Options | (2) | 3/20/2028 | Common Stock | 4036 | $178.02 | D | |
Employee Stock Options | (2) | 3/26/2029 | Common Stock | 4818 | $189.25 | D | |
Restoration Plan Stock Units | (3) | (3) | Common Stock | 2497.6776 | (3) | D | |
Explanation of Responses: |
(1) | The options have vested in their entirety and are fully exercisable. |
(2) | The stock options were issued under The Home Depot, Inc. Amended and Restated 2005 Omnibus Stock Incentive Plan and vest annually in 25% increments beginning on the second anniversary of the grant date. |
(3) | The restoration plan stock units were acquired under The Home Depot FutureBuilder Restoration Plan and convert to shares of common stock on a one-for-one basis upon a distribution event under the terms of the Plan. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
McPhail Richard V 2455 PACES FERRY RD SE ATLANTA, GA 30339 |
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| EVP & CFO |
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Signatures
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/s/ Stacy S. Ingram, Attorney-in-Fact | | 9/10/2019 |
**Signature of Reporting Person | Date |
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