Current Report Filing (8-k)
November 03 2017 - 4:19PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 1, 2017
HERITAGE INSURANCE HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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001-36462
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45-5338504
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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Heritage Insurance Holdings, Inc.
2600 McCormick Drive, Suite 300
Clearwater, Florida
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33759
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(Address of principal executive offices)
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(Zip Code)
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(727)
362-7202
(Registrants telephone number, including area code)
N/A
(Former name or
former address, if changed since last report)
Check the appropriate box below
if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging growth company¨ ☒
If an
emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act.¨ ☒
Item 2.02
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Results of Operations and Financial Condition.*
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On November 1, 2017, Heritage
Insurance Holdings, Inc. (the Company) issued a press release announcing its financial results for its fiscal quarter ended September 30, 2017. A copy of the press release is attached hereto as Exhibit 99.1.
On November 1, 2017, the Company held a conference call regarding its financial results for its fiscal quarter ended September 30,
2017. A transcript of the conference call, including the question and answer session, is attached hereto as Exhibit 99.2.
Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits.
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Exhibit
No.
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Description
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99.1*
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Press Release dated November 1, 2017.
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99.2*
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Transcript of Conference Call held November 1, 2017.
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*
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The information furnished under Item 2.02 of this Current Report on Form
8-K,
including Exhibits 99.1 and 99.2, is being furnished and shall not be deemed to be filed
for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the Exchange Act), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be
expressly set forth by specific reference in such a filing.
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Exhibit Index
*
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The information furnished under Item 2.02 of this Current Report on Form
8-K,
including Exhibits 99.1 and 99.2, is being furnished and shall not be deemed to be filed
for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the Exchange Act), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be
expressly set forth by specific reference in such a filing.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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HERITAGE INSURANCE HOLDINGS, INC.
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Date: November 3, 2017
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By:
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/s/ Bruce Lucas
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Bruce Lucas
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Chairman & Chief Executive Officer
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