Annual Report of Proxy Voting Record for Management Investment Companies (n-px)
August 19 2020 - 11:30AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21982
Guggenheim Strategic Opportunities Fund
(Exact name of registrant as specified in charter)
227 West Monroe Street
Chicago, IL 60606
(Address of principal executive offices) (Zip code)
Brian Binder
227 West Monroe Street
Chicago, IL 60606
(Name and address of agent for service)
Registrant's telephone number, including area code: 312-827-0100
Date of fiscal year end: May 31
Date of reporting period: July 1, 2019 - June 30, 2020
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX,
and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
Item 1. Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21982
Reporting Period: 07/01/2019 - 06/30/2020
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
=================== GUGGENHEIM STRATEGIC OPPORTUNITIES FUND ====================
APPROACH RESOURCES INC.
Ticker: AREX Security ID: 03834A103
Meeting Date: JUL 02, 2019 Meeting Type: Annual
Record Date: MAY 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew R. Kahn For For Management
1.2 Elect Director Vean J. Gregg, III For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditor For For Management
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ARES DYNAMIC CREDIT ALLOCATION FUND, INC.
Ticker: ARDC Security ID: 04014F102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
|
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Bruce H. Spector For For Management
SANDRIDGE ENERGY, INC.
Ticker: SD Security ID: 80007P869
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patricia A. Agnello For For Management
1b Elect Director Jonathan Christodoro For For Management
1c Elect Director Jonathan Frates For For Management
1d Elect Director John "Jack" Lipinski For For Management
1e Elect Director Randolph C. Read For For Management
2 Ratify Deloitte as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Guggenheim Strategic Opportunities Fund
By: /s/ Brian Binder
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Name: Brian Binder
----------------------------------------------
Title: President and Chief Executive Officer
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Date: August 19, 2020
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