false 0001572694 0001572694 2023-09-07 2023-09-07

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 7, 2023

 

 

GOLDMAN SACHS BDC, INC.

(Exact name of registrant as specified in charter)

 

 

 

Delaware   814-00998   46-2176593

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

200 West Street, New York, New York   10282
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (312) 655-4419

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading
Symbol(s)

 

Name of each exchange

on which registered

Common Stock, par value $0.001 per share   GSBD   The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 5.02 - Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensation Arrangements of Certain Officers.

On September 7, 2023, David Pessah notified Goldman Sachs BDC, Inc. (the “Company”) of his intention to resign as Chief Financial Officer, Treasurer and principal accounting officer of the Company to pursue a new professional opportunity. Effective November 10, 2023, Mr. Pessah will cease serving as the Company’s Chief Financial Officer, Treasurer and principal accounting officer. Mr. Pessah’s resignation is not the result of any disagreement with the Company. To assist in an orderly transition, Mr. Pessah will continue to serve in his current role during the transition period.

The Company is actively conducting a search for Mr. Pessah’s permanent successor. The Company expects to appoint John Lanza, age 53, as Interim Chief Financial Officer and Interim Treasurer of the Company, subject to approval by the board of directors of the Company, if a permanent successor to Mr. Pessah is not identified by November 10, 2023. Mr. Lanza would also succeed Mr. Pessah as the Company’s principal accounting officer during his term as Interim Chief Financial Officer and Interim Treasurer.

Mr. Lanza would also be appointed as Interim Chief Financial Officer, Interim Treasurer and principal accounting officer of Goldman Sachs Private Middle Market Credit LLC, Goldman Sachs Private Middle Market Credit II LLC, Goldman Sachs Middle Market Lending Corp. II, Phillip Street Middle Market Lending Fund LLC and Goldman Sachs Private Credit Corp.

Mr. Lanza has held several positions with Goldman Sachs Asset Management, L.P., the Company’s investment adviser. Mr. Lanza currently manages the business development companies and direct hedge funds Asset Management Fund Controllers teams which are responsible for accounting and financial reporting oversight. He previously served as the head of Operational Risk and Governance in the Consumer and Wealth Management Division. Prior to that, Mr. Lanza was the global head of Regulatory Reform and Control Oversight and before that he managed the Goldman Sachs Asset Management Alternative Investments Global Fund Services Group.

Mr. Lanza has no family relationships with any current director, executive officer, or person nominated to become a director or executive officer, of the Company, and there are no transactions or proposed transactions, to which the Company is a party, or intended to be a party, in which Mr. Lanza has, or will have, a material interest subject to disclosure under Item 404(a) of Regulation S-K.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

GOLDMAN SACHS BDC, INC.

(Registrant)

Date: September 13, 2023     By:  

/s/ Alex Chi

    Name:   Alex Chi
    Title:   Co-Chief Executive Officer and Co-President
    By:  

/s/ David Miller

    Name:   David Miller
    Title:   Co-Chief Executive Officer and Co-President
v3.23.2
Document and Entity Information
Sep. 07, 2023
Cover [Abstract]  
Amendment Flag false
Entity Central Index Key 0001572694
Document Type 8-K
Document Period End Date Sep. 07, 2023
Entity Registrant Name GOLDMAN SACHS BDC, INC.
Entity Incorporation State Country Code DE
Entity File Number 814-00998
Entity Tax Identification Number 46-2176593
Entity Address, Address Line One 200 West Street
Entity Address, City or Town New York
Entity Address, State or Province NY
Entity Address, Postal Zip Code 10282
City Area Code (312)
Local Phone Number 655-4419
Written Communications false
Soliciting Material false
Pre Commencement Tender Offer false
Pre Commencement Issuer Tender Offer false
Security 12b Title Common Stock, par value $0.001 per share
Trading Symbol GSBD
Security Exchange Name NYSE
Entity Emerging Growth Company false

Goldman Sachs BDC (NYSE:GSBD)
Historical Stock Chart
From Oct 2024 to Nov 2024 Click Here for more Goldman Sachs BDC Charts.
Goldman Sachs BDC (NYSE:GSBD)
Historical Stock Chart
From Nov 2023 to Nov 2024 Click Here for more Goldman Sachs BDC Charts.