Statement of Changes in Beneficial Ownership (4)

Date : 03/19/2019 @ 8:51PM
Source : Edgar (US Regulatory)
Stock : CURO Group Holdings Corp (CURO)
Quote : 13.0  -0.63 (-4.62%) @ 8:16PM

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Thomas Eugene Vin IV
2. Issuer Name and Ticker or Trading Symbol

CURO Group Holdings Corp. [ CURO ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Secretary & CLO
(Last)          (First)          (Middle)

C/O CURO GROUP HOLDINGS CORP., 3527 NORTH RIDGE ROAD
3. Date of Earliest Transaction (MM/DD/YYYY)

3/15/2019
(Street)

WICHITA, KS 67205
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   3/15/2019     A    33349   (1) A $0.00   (2) 104519   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
(1)  Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. One-half of the award is subject to time-based vesting and one-half of the award is subject to performance-based vesting. For the restricted stock units subject to time-based vesting, one-sixth of the aggregate restricted stock units will vest on each of the first, second and third anniversaries of the day immediately prior to the grant date. For the restricted stock units subject to performance-based vesting, one-half of the aggregate award will vest on the date that is 36 months after the grant date if the performance metric has been achieved. The performance metric will be met If the Issuer's total shareholder return for the 36-month period is at or above the 50th percentile of the total shareholder return among the Issuer's peer group (determined by the Issuer) for the stated period.
(2)  The restricted common stock units were awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Thomas Eugene Vin IV
C/O CURO GROUP HOLDINGS CORP.
3527 NORTH RIDGE ROAD
WICHITA, KS 67205


Secretary & CLO

Signatures
/s/ Vin Thomas 3/19/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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