Charah Solutions, Inc. (NYSE: CHRA) (the “Company”), a leading
provider of environmental and maintenance services to the power
generation industry, today announced that it has successfully
reached an agreement with its lender group to amend its senior
secured credit agreement (the “Credit Agreement”), which shall
become effective upon satisfaction of certain closing conditions,
including, without limitation, the receipt of proceeds from the
issuance of Preferred Stock described below. Under the terms of the
third amendment (the “Amendment”) to the Credit Agreement, which
are more fully described below, the lenders agree to permanently
waive the $40 million payment due on March 31, 2020, modify the
terms on the existing financial covenants as described below, and
remove the cap on the principal amount of the delayed draw term
loan (the “DDTL”) that may be outstanding at any given time.
In conjunction with the signing of the Amendment to the Credit
Agreement, the Company also announced that it has entered into an
agreement with an investment fund affiliated with Bernhard Capital
Partners Management, LP (“BCP”), the majority shareholder of the
Company, to sell to BCP 26,000 shares of Series A Preferred Stock,
par value $0.01 (the “Preferred Stock”) for approximately $25.2
million in a private placement (the “Preferred Stock
Offering”).
Subject to receipt of required approvals and other customary
conditions, the closing of the Preferred Stock Offering and the
effectiveness of the Amendment are expected to occur on or about
March 16, 2020. Proceeds from the Preferred Stock Offering will be
used for liquidity and general corporate purposes.
“We are very pleased with this amendment to our credit agreement
and the private placement of preferred stock, as it increases our
financial flexibility, strengthens our balance sheet and positions
us well to continue to partner with our customers to meet their
operational and remediation needs while better enabling us to
capitalize on the Company’s expanding market opportunities,” said
Scott Sewell, President and Chief Executive Officer of Charah
Solutions. “The commitment and support we have received from our
banking partners and key shareholders demonstrate the confidence we
share in Charah Solutions’ ability to execute on our strategic plan
and deliver on our promises. We look forward to providing further
details on these events and updates on our financial performance
and other accomplishments during our upcoming fourth quarter
earnings call.”
Credit Agreement Amendment
The Amendment will, among other things, permit the Company to
issue the Preferred Stock. In addition, the Amendment waives the
mandatory prepayment of $40,000,000 on or before March 31, 2020,
and the required financial covenant ratios such that, after giving
effect to the Amendment, the Company will not be required to comply
with any financial covenants through December 30, 2020. After
December 30, 2020, the Company will be required to comply with a
maximum consolidated net leverage ratio of 6.50 to 1.00 from
December 31, 2020 through March 30, 2021, decreasing to 6.00 to
1.00 from March 31, 2021 through December 30, 2021 and to 3.50 to
1.00 as of December 31, 2021 and thereafter. After giving effect to
the Amendment, the Company will also be required to comply with a
minimum fixed charge coverage ratio of 1.00 to 1.00 as of December
31, 2020, increasing to 1.20 to 1.00 as of March 31, 2021 and
thereafter.
The maximum amount available to be borrowed pursuant to the DDTL
commitment will increase from $15,000,000 to $25,000,000, subject
to certain quarterly amortization payments. The Amendment will also
include revisions to the restrictive covenants, including
increasing the amount of indebtedness that the Company may incur in
respect of certain capitalized leases from $50,000,000 to
$75,000,000.
As consideration for the accommodations described above, the
Company has agreed to make monthly amortization payments in respect
of term loans beginning in April 2020, and to move the maturity
date for all loans under the Credit Agreement to July 31, 2022. In
addition, the Company will be required to maintain at least
$10,000,000 of minimum liquidity, to be tested weekly, beginning in
June 2020, and to comply with certain additional information and
reporting requirements, including the delivery of rolling 13-week
budgets. Further, the Amendment requires mandatory prepayments of
revolving loans with any cash held by the Company in excess of
$35,000,000 (which includes the amount of proceeds received in
respect of the issuance of the Preferred Stock). The Company has
also agreed to an increase of four percent (4%) to the interest
rate applicable to the closing date term loan that will be
compounded monthly and paid in kind by adding such portion to the
outstanding principal amount.
The Amendment will become effective concurrently with the
closing of the issuance of the Preferred Stock.
Series A Preferred Stock
The Preferred Stock will have an initial liquidation preference
of $1,000 per share and will pay a dividend rate of 10% per annum
in cash, or 13% if the Company elects to pay dividends in kind by
accruing such dividends and adding them to the liquidation
preference. The Company’s intention is to pay dividends in kind for
the foreseeable future.
Following the three-month anniversary of the date of issuance,
and subject to receipt of required regulatory approvals, the
Preferred Stock may be converted at the option of the holder into
shares of the Company’s common stock at a conversion price of $2.77
per share, which represents a 30% premium to the 20-day
volume-weighted average price ended March 4, 2020. Following the
third anniversary of the date of issuance, the Company may, subject
to certain requirements, give notice to holders of the Company’s
intent to mandatorily convert the Preferred Stock, and such holders
will have the option to either agree to such conversion or force
the Company to redeem the Preferred Stock for cash.
In connection with certain change of control transactions, the
Company will be required to immediately make an offer to repurchase
the Preferred Stock for cash in an amount equal to the greater of
(i) the liquidation preference plus accrued and unpaid dividends
(plus, a make-whole premium equal to the net present value of
dividend payments through the third anniversary of the issue date,
for any transaction occurring prior to such date, subject to
certain limitations) and (ii) the amount each holder would be
entitled to receive if the Preferred Stock were converted prior to
such transaction. The Company will have the right to redeem all,
but not less than all, the Preferred Stock starting on the third
anniversary of the issue date at the greater of (i) the closing
sale price multiplied by the number of shares of common stock
issuable upon conversion and (ii) certain premiums to the
liquidation preference that will decrease each year following the
third anniversary of the issuance date.
Until conversion and subject to receipt of required regulatory
approvals, the holders of the Preferred Stock will vote together
with Company’s common stock on an as-converted basis and will also
have rights to vote on certain matters impacting the Preferred
Stock. Subject to receipt of required regulatory approvals, the
holders of the Preferred Stock will have the right to either elect
one member to Company’s board of directors or appoint one
non-voting board observer.
The Special Committee of the Board of Directors of the Company
negotiated and approved the terms of the Preferred Stock Offering.
The Company also expects to receive approval from the holders of a
majority of the outstanding common stock prior to the closing.
This press release is neither an offer to sell nor a
solicitation of an offer to buy any securities, nor shall there be
any sale of any such securities in any state or jurisdiction in
which such offer, solicitation or sale would be unlawful prior to
registration or qualification under the securities laws of any such
state or jurisdiction. The shares of Preferred Stock to be sold in
the private placement have not been registered under the Securities
Act of 1933, as amended (the “Securities Act”), or under any state
securities laws and, unless so registered may not be offered or
sold in the United States except pursuant to an exemption from, or
in a transaction not subject to, the registration requirements of
the Securities Act and applicable state securities laws.
About Charah Solutions, Inc.
With 30 years of experience, Charah® Solutions, Inc. is a
leading provider of environmental and maintenance services to the
power generation industry, with operations in fossil fuel and
nuclear power generation sites across the country. Based in
Louisville, Kentucky, Charah Solutions assists utilities with all
aspects of managing and recycling ash byproducts generated from the
combustion of coal in the production of electricity as well as
routine power plant maintenance and outage services for the fossil
fuel and nuclear power generation industry. The Company also
designs and implements solutions for ash pond management and
closure, landfill construction, fly ash sales, and structural fill
projects. Charah Solutions is the partner of choice for solving
customers’ most complex environmental challenges, and as an
industry leader in quality, safety, and compliance, the Company is
committed to reducing greenhouse gas emissions for a cleaner energy
future. For more information, please visit www.charah.com.
Forward-Looking Statements
This press release contains forward-looking statements within
the meaning of Section 27A of the Securities Act of 1933 and
Section 21E of the Securities Exchange Act of 1934. All statements,
other than statements of historical facts, included in this press
release that address activities, events or developments that the
Company expects, believes or anticipates will or may occur in the
future are forward-looking statements. These forward-looking
statements are identified by their use of terms and phrases such as
“may,” “expect,” “estimate,” “project,” “plan,” “believe,”
“intend,” “achievable,” “anticipate,” “will,” “continue,”
“potential,” “should,” “could,” and similar terms and phrases.
These statements are based on certain assumptions made by the
Company based on management’s experience and perception of
historical trends, current conditions, anticipated future
developments and other factors believed to be appropriate. Such
statements are subject to a number of assumptions, risks and
uncertainties, many of which are beyond the control of the Company,
which may cause actual results to differ materially from those
implied or expressed by the forward-looking statements. Any
forward-looking statement speaks only as of the date on which such
statement is made and the Company undertakes no obligation to
correct or update any forward-looking statement, whether as a
result of new information, future events or otherwise, except as
required by applicable law.
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version on businesswire.com: https://www.businesswire.com/news/home/20200305005920/en/
Investor Contact Tony Semak (502) 245-1353
ir@charah.com
Media Contact Keaton Price (502) 593-4692
media@charah.com
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