Current Report Filing (8-k)
June 11 2021 - 9:16AM
Edgar (US Regulatory)
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2021-06-11
2021-06-11
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13
or 15(d) of
The Securities Exchange Act of 1934
Date of Report (date of earliest event reported):
June 11, 2021
CALIFORNIA WATER SERVICE GROUP
(Exact name of Registrant as Specified in
its Charter)
Delaware
(State or other jurisdiction
of incorporation)
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1-13883
(Commission file number)
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77-0448994
(I.R.S. Employer
Identification Number)
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1720 North First Street
San Jose, California
(Address of principal executive offices)
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95112
(Zip Code)
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(408) 367-8200
(Registrant’s telephone number, including
area code)
N/A
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of
the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Shares, par value $0.01
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CWT
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging
growth company as defined by Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with
any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 7.01.
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Regulation FD Disclosure.
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On June 11, 2021, California Water Service Group issued the press
release attached as Exhibit 99.1 to this current report and incorporated by reference herein.
The information and exhibit furnished pursuant to Item 7.01 of this
Current Report shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as
amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or
the Exchange Act, except as expressly set forth by specific reference in such a filing.
Item 9.01.
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Financial Statements and Exhibits.
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We hereby furnish the following exhibits, which shall not be deemed
“filed,” with this report:
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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CALIFORNIA WATER SERVICE GROUP
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Date: June 11, 2021
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By:
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/s/ Thomas F. Smegal
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Name:
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Thomas F. Smegal
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Title:
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Vice President, Chief Financial Officer & Treasurer
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