Statement of Changes in Beneficial Ownership (4)
February 14 2022 - 5:47PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
BAXTER WARNER L |
2. Issuer Name and Ticker or Trading Symbol
AMEREN CORP
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AEE
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Executive Chairman |
(Last)
(First)
(Middle)
P.O. BOX 66149 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/10/2022 |
(Street)
ST. LOUIS, MO 63166-6149
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, $.01 Par Value | | | | | | | | 22885 (1) | I | By 401(K) |
Common Stock, $.01 Par Value | 2/10/2022 | | A | | 75962 (2) | A | $0 | 409740 (3) | D | |
Common Stock, $.01 Par Value | 2/10/2022 | | A | | 10270 (4) | A | $0 | 420010 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents the estimated number of share equivalents held by the reporting person in the unitized stock fund included in the Ameren Corporation Savings Investment Plan as of January 31, 2022. |
(2) | Shares acquired upon vesting of previously granted performance share units. |
(3) | Amount includes 412 accrued dividend equivalents acquired during the fourth quarter of 2021 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan. |
(4) | These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2025, which shall be no later than March 15, 2025, subject to the terms of the Plan and the applicable award agreement issued thereunder. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
BAXTER WARNER L P.O. BOX 66149 ST. LOUIS, MO 63166-6149 | X |
| Executive Chairman |
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Signatures
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Jonathan T. Shade, Asst. Secy. of Ameren Corporation, attorney-in-fact for Warner L. Baxter | | 2/14/2022 |
**Signature of Reporting Person | Date |
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