Additional Proxy Soliciting Materials (definitive) (defa14a)
April 05 2021 - 09:28AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest
event reported): April 5, 2021 (April 5, 2021)
Commission File No. 001-36230
TRIBUNE PUBLISHING COMPANY
(Exact name of registrant as specified in its
charter)
Delaware
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38-3919441
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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560 W. Grand Avenue, Chicago, Illinois
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60654
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(Address of principal executive offices)
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(Zip Code)
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(312) 222-9100
(Registrant’s telephone number, including
area code)
N/A
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☒
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the
Securities Exchange Act of 1934:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, par value $0.01 per share
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TPCO
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The NASDAQ Stock Market LLC
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act
of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events.
On April 5, 2021, the Tribune Publishing Company issued a press release.
A copy of the press released is filed as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
Important Information For Investors And Stockholders
This communication does not constitute an offer to buy or sell or the
solicitation of an offer to buy or sell any securities or a solicitation of any vote or approval. This communication relates to a proposed
transaction between Tribune Publishing Company (“Tribune”) and Tribune Enterprises, LLC (“Acquiror”). In connection
with this proposed transaction, Tribune filed a Schedule 13e-3 transaction statement and a preliminary proxy statement with the Securities
and Exchange Commission (the “SEC”) on March 23, 2021. This communication is not a substitute for any proxy statement or other
document Tribune has filed or may file with the SEC in connection with the proposed transaction. INVESTORS AND SECURITY HOLDERS OF TRIBUNE
ARE URGED TO READ THE PRELIMINARY PROXY STATEMENT AND OTHER DOCUMENTS FILED OR TO BE FILED WITH THE SEC CAREFULLY AND IN THEIR ENTIRETY
IF AND WHEN THEY BECOME AVAILABLE BECAUSE THEY CONTAIN OR WILL CONTAIN IMPORTANT INFORMATION. Any definitive proxy statement(s) (if and
when available) will be mailed to stockholders of Tribune as applicable. Investors and security holders are able to obtain free copies
of the preliminary proxy statement and will be able to obtain other documents (if and when available) filed with the SEC by Tribune through
the website maintained by the SEC at http://www.sec.gov. Copies of the preliminary proxy statement and other documents (if and when available)
filed with the SEC by Tribune can be obtained free of charge on Tribune’s internet website at https://investor.tribpub.com or by
contacting Tribune’s primary investor relation’s contact by email at abullis@tribpub.com or by phone at 312-222-2102.
Participants in Solicitation
Tribune, Acquiror, their respective directors and certain of their
respective executive officers may be considered participants in the solicitation of proxies in connection with the proposed transaction.
Information about the directors and executive officers of Tribune is set forth in its Annual Report on Form 10-K for the fiscal year ended
December 29, 2019, which was filed with the SEC on March 11, 2020, its proxy statement for its 2019 annual meeting of stockholders, which
was filed with the SEC on April 7, 2020, certain of its Quarterly Reports on Form 10-Q and certain of its Current Reports filed on Form
8-K.
These documents can be obtained free of charge from the sources indicated
above. Additional information regarding the participants in the proxy solicitations and a description of their direct and indirect interests,
by security holdings or otherwise, are contained in the preliminary proxy statement and will be contained in other relevant materials
to be filed with the SEC when they become available.
Forward Looking Statements
This communication includes certain forward-looking statements within
the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Words such as “may,”
“will,” “could,” “anticipate,” “estimate,” “expect,” “predict,”
“project,” “future,” “potential,” “intend,” “plan,” “assume,”
“believe,” “forecast,” “look,” “build,” “focus,” “create,” “work”
“continue” or the negative of such terms or other variations thereof and words and terms of similar substance used in connection
with any discussion of future plans, actions, or events identify forward-looking statements. These forward-looking statements involve
many risks and uncertainties about Tribune and Acquiror that could cause actual results to differ materially from those expressed or implied
by such statements, including, without limitation, failure to obtain the required vote of the Company’s stockholders; the timing
to consummate the proposed transaction; the risk that a condition of closing of the proposed transaction may not be satisfied or that
the closing of the proposed transaction might otherwise not occur; the risk that a regulatory approval that may be required for the proposed
transaction is not obtained or is obtained subject to conditions that are not anticipated; the diversion of management time on transaction-related
issues; risks related to disruption of management time from ongoing business operations due to the proposed transaction; the risk that
any announcements relating to the proposed transaction could have adverse effects on the market price of the common stock of Tribune;
and the risk that the proposed transaction and its announcement could have an adverse effect on the ability of Tribune to retain customers
and retain and hire key personnel and maintain relationships with its suppliers and customers. These forward-looking statements speak
only as of the date of this communication, and Tribune expressly disclaim any obligation or undertaking to disseminate any updates or
revisions to any forward-looking statement contained herein to reflect any change in Tribune’s expectations with regard thereto
or any change in events, conditions or circumstances on which any such statement is based. Please refer to the publicly filed documents
of Tribune, including the most recent Forms 10-K and 10-Q for additional information about Tribune and about the risks and uncertainties
related to the business of Tribune which may affect the statements made in this presentation.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
Tribune Publishing Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: April 5, 2021
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Tribune Publishing Company
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By:
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/s/ Terry Jimenez
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Name:
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Terry Jimenez
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Title:
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Chief Executive Officer
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EXHIBIT INDEX
Exhibit Number
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Description
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99.1
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Press Release of Tribune Publishing Company dated April 5, 2021.
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