Current Report Filing (8-k)
February 18 2021 - 4:02PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
February 18, 2021
Date of
Report (Date of earliest event reported)
Simulations Plus, Inc.
(Exact
name of registrant as specified in its charter)
California
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001-32046
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95-4595609
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification
No.)
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42505 10th Street West,
Lancaster, California 93534-7059
(Address
of principal executive offices) (Zip Code)
661-723-7723
Registrant's
telephone number, including area code
Check the appropriate box
below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions:
[
] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[
] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[
] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[
] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, par value $0.001 per share
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SLP
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The Nasdaq Stock Market LLC
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Indicate by check mark whether
the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter)
or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
Growth Company ☐
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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Item 7.01
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Regulation FD Disclosure
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On February 18, 2021, Simulations Plus,
Inc., a California corporation (the “Company”), conducted an investor webinar at the BTIG Virtual MedTech, Digital
Health, Life Science and Diagnostic Tools Conference using the presentation attached hereto as Exhibit 99.1 to this Current Report
on Form 8-K. The presentation has also been posted to the Company’s website in the “Investors” section.
The information in this Current Report
on Form 8-K, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed” for the purposes
of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the
liabilities of that Section, nor shall it be deemed subject to the requirements of Item 10 of Regulation S-K, nor shall it be deemed
incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act, whether
made before or after the date hereof, regardless of any general incorporation language in such filing. The furnishing of this information
hereby shall not be deemed an admission as to the materiality of any such information.
Forward-Looking Statements
This Current Report on Form 8-K and the
exhibit(s) attached hereto (collectively, the “Report”), including the disclosures set forth herein, contains certain
forward-looking statements that involve substantial risks and uncertainties. When used herein, the terms “anticipates,”
“expects,” “estimates,” “believes” and similar expressions, as they relate to us or our management,
are intended to identify such forward-looking statements.
Forward-looking statements in this Report
or hereafter, including in other publicly available documents filed with the Securities and Exchange Commission (the “Commission”),
reports to the stockholders of the Company and other publicly available statements issued or released by us involve known and
unknown risks, uncertainties and other factors which could cause our actual results, performance (financial or operating) or achievements
to differ from the future results, performance (financial or operating) or achievements expressed or implied by such forward-looking
statements. Such future results are based upon management’s best estimates based upon current conditions and the most recent
results of operations. These risks include, but are not limited to, the risks set forth herein and in such other documents filed
with the Commission, each of which could adversely affect our business and the accuracy of the forward-looking statements contained
herein. Our actual results, performance or achievements may differ materially from those expressed or implied by such forward-looking
statements.
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Item 9.01
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Financial Statements and Exhibits
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(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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SIMULATIONS PLUS, INC.
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Dated: February 18, 2021
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By: /s/Will Frederick
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Will Frederick
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Chief Financial Officer
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