Current Report Filing (8-k)
November 15 2019 - 4:04PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): November 11, 2019
SIENTRA, INC.
(Exact Name of Registrant as Specified in Its Charter)
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Delaware
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001-36709
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20-5551000
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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420 South Fairview Avenue, Suite 200
Santa Barbara, CA 93117
(Address of Principal Executive Offices and Zip Code)
Registrants Telephone Number, Including Area Code: (805) 562-3500
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing
obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange
on which registered
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Common Stock, par value $0.01 per share
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SIEN
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The Nasdaq Stock Market LLC
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☒
Item 1.01.
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Entry into a Material Definitive Agreement.
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On November 11, 2019, Sientra, Inc. (the Company) entered into a First Amendment to Lease Agreement (the
Lease Amendment), effective November 1, 2019 with Fairview Business Associates, LLC (the Landlord). The Lease Amendment amends the Lease Agreement dated March 28, 2014 (collectively, the
Lease), for the office space located at 420 South Fairview Avenue, Goleta, California (the Premises). The Lease Amendment extends the term for the Lease until its new expiration on
February 28, 2025. The Lease Amendment provides that the monthly rent for the Premises shall be $35,344.75, which amount shall increase by 3% annually beginning on March 1, 2021.
The foregoing description of the terms of the Lease Amendment is qualified in its entirety by reference to the text of such document, a copy
of which is filed as Exhibit 10.1 to this Current Report.
Item 9.01.
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Financial Statements and Exhibits.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereto duly authorized.
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SIENTRA, INC.
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Dated: November 15, 2019
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By:
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/s/ Jeffrey Nugent
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Jeffrey Nugent
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Chairman and Chief Executive Officer
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