Statement of Changes in Beneficial Ownership (4)
March 10 2023 - 4:41PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Singleton Philip Austin Jr. |
2. Issuer Name and Ticker or Trading Symbol
OneWater Marine Inc.
[
ONEW
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CEO - See Remarks
/
See Remarks |
(Last)
(First)
(Middle)
6275 LANIER ISLANDS PARKWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/8/2023 |
(Street)
BUFORD, GA 30518
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A common stock, par value $0.01 | 3/8/2023 | | P | | 5000 | A | $26.81 (1) | 552805 | I | By Auburn OWMH, LLLP |
Class A common stock, par value $0.01 | | | | | | | | 152426 | D | |
Class A common stock, par value $0.01 | | | | | | | | 576626 | I | By Austin Singleton Irrevocable Trust, Dated December 30, 2015 |
Class A common stock, par value $0.01 | | | | | | | | 345678 | I | By Philip Singleton Irrevocable Trust, Dated December 24, 2015 |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The price reported in column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $26.71 to $27.00, inclusive. The Reporting Person undertakes to provide to OneWater Marine Inc., any security holder of OneWater Marine Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. |
Remarks: Member of 10% ownership group. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Singleton Philip Austin Jr. 6275 LANIER ISLANDS PARKWAY BUFORD, GA 30518 | X |
| CEO - See Remarks | See Remarks |
Auburn OWMH, LLLP 6275 LANIER ISLANDS PARKWAY BUFORD, GA 30518 |
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| Member of 10% Ownership Group |
Singleton Asset Management, LLC 6275 LANIER ISLANDS PARKWAY BUFORD, GA 30518 |
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| Member of 10% Ownership Group |
Singleton Michelle 6275 LANIER ISLANDS PARKWAY BUFORD, GA 30518 |
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| Member of 10% Ownership Group |
Philip Singleton Irrevocable Trust, dated December 24, 2015 6275 LANIER ISLANDS PARKWAY BUFORD, GA 30518 |
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| Member of 10% Ownership Group |
Austin Singleton Irrevocable Trust, dated December 30, 2015 6275 LANIER ISLANDS PARKWAY BUFORD, GA 30518 |
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| Member of 10% Ownership Group |
Signatures
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/s/ Jack Ezzell, Authorized Signatory for Philip Austin Singleton, Jr. | | 3/10/2023 |
**Signature of Reporting Person | Date |
/s/ Jack Ezzell, as Attorney-in-Fact for Michelle Singleton, as Manager of Singleton Asset Management, LLC, in its capacity as general partner of Auburn OWMH, LLLP | | 3/10/2023 |
**Signature of Reporting Person | Date |
/s/ Jack Ezzell, as Attorney-in-Fact for Michelle Singleton, as Manager of Singleton Asset Management, LLC | | 3/10/2023 |
**Signature of Reporting Person | Date |
/s/ Jack Ezzell, as Attorney-in-Fact for Michelle Singleton | | 3/10/2023 |
**Signature of Reporting Person | Date |
/s/ Jack Ezzell, Attorney-in-Fact for Scott Beville, as Co-Trustee of Philip Singleton Irrevocable Trust, dated December 24, 2015 | | 3/10/2023 |
**Signature of Reporting Person | Date |
/s/ Jack Ezzell, Attorney-in-Fact for Scott Beville, as Co-Trustee of Austin Singleton Irrevocable Trust, dated December 30, 2015 | | 3/10/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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