Current Report Filing (8-k)
November 16 2021 - 5:09PM
Edgar (US Regulatory)
0001566826
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0001566826
2021-11-12
2021-11-12
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported) November 16, 2021 (November 12, 2021)
Nxt-ID,
Inc.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-36616
|
|
46-0678374
|
(State or other jurisdiction
of incorporation)
|
|
(Commission File Number)
|
|
(IRS Employer
Identification No.)
|
Nxt-ID,
Inc.
2801
Diode Lane
Louisville,
KY 40299
(Address
of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code: (502) 442-7911
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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|
Trading
Symbol(s)
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Name
of each exchange on which
registered
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Common Stock, par
value $0.0001 per share
|
|
NXTD
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The Nasdaq Stock Market
LLC
|
Item
2.02 Results of Operations and Financial Condition.
On
November 12, 2021, Nxt-ID, Inc., a Delaware corporation (the “Company”), held an earnings call to present to investors the
Company’s financial and operational results for the quarter ended September 30, 2021 and to discuss the results and update shareholders
on general corporate developments. The transcript of the earnings call is attached hereto as Exhibit 99.1 under Item 9.01, Financial
Statements and Exhibits and is incorporated by reference herein.
Exhibit
99.1 contains forward-looking statements that involve certain risks and uncertainties that could cause actual results to differ materially
from those expressed or implied by these statements. Please refer to the cautionary notes in such transcript regarding these forward-looking
statements.
The
information in this Current Report on Form 8-K (this “Form 8-K”) under Items 2.02 and 7.01 (including Exhibit 99.1) is deemed
to be “furnished” and shall not be deemed to be “filed” for purposes of the Securities Exchange Act of 1934,
as amended (the “Exchange Act”), and shall not be deemed incorporated by reference in any filing under the Securities Act
of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing. The information
set forth in Item 7.01 shall not be deemed an admission as to the materiality of any information in this Form 8-K that is required to
be disclosed solely to satisfy the requirements of Regulation FD.
Item
7.01 Regulation FD Disclosure.
The
information set forth in Item 2.02, above, is incorporated by reference into this Item 7.01.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Date: November 16, 2021
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Nxt-ID, Inc.
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By:
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/s/ Chia-Lin
Simmons
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Name:
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Chia-Lin Simmons
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Title:
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Chief Executive Officer
|
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