Amended Current Report Filing (8-k/a)
November 01 2022 - 06:10AM
Edgar (US Regulatory)
0001808805TRUE00018088052022-03-302022-03-30
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
Amendment No. 1
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 30,
2022
NAUTILUS BIOTECHNOLOGY, INC.
(Exact name of registrant as specified in its charter)
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Delaware
(State or other jurisdiction
of incorporation)
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001-39434
(Commission File Number)
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98-1541723
(I.R.S. Employer
Identification No.)
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2701 Eastlake Avenue East
Seattle, Washington
(Address of principal executive offices)
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98102
(Zip code)
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(206) 333-2001
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last
report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
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o |
Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
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Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class |
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Trading Symbol(s) |
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Name of each exchange on which registered |
Common Stock, par value $0.0001 per share |
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NAUT
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The Nasdaq Stock Market LLC
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the
Exchange Act. o
Item 5.02. Departure of Directors or
Certain Officers; Election of Directors; Appointment of Certain
Officers; Compensatory Arrangements of Certain
Officers.
This Amendment No. 1 to Current Report on Form 8-K/A (the
“Amendment”) amends the Current Report on Form 8-K of Nautilus
Biotechnology, Inc. (the “Company”) dated March 30, 2022 and filed
with the Commission on March 31, 2022 (the “Original Form 8-K”),
which disclosed the appointment of Karen Akinsanya to the Board of
Directors of the Company (the “Board”), effective March 30, 2022.
At the time of filing the Original Form 8-K, no determination had
been made with respect to the appointment of Dr. Akinsanya to any
committees of the Board.
This Amendment is being filed solely to report that on October 27,
2022, upon the recommendation of the Nominating and Governance
Committee of the Board (the “Nominating Committee”), the Board
appointed Dr. Akinsanya to the Nominating Committee, effective
immediately. Effective upon such appointment, the members of the
Nominating Committee are Matthew McIlwain (Chair), Vijay Pande, and
Karen Akinsanya.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
Dated: November 1, 2022
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NAUTILUS BIOTECHNOLOGY, INC. |
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By: |
/s/ Sujal Patel |
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Name: |
Sujal Patel |
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Title: |
Chief Executive Officer |
Nautilus Biotechnology (NASDAQ:NAUT)
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