Amended Statement of Beneficial Ownership (3/a)
October 08 2019 - 10:49AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
ZEN Wei Peu |
2. Date of Event Requiring Statement (MM/DD/YYYY)
7/17/2019
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3. Issuer Name and Ticker or Trading Symbol
Emmaus Life Sciences, Inc. [EMMA]
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(Last)
(First)
(Middle)
21250 HAWTHORNE BLVD., SUITE 800 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
TORRANCE, CA 90503
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) 7/30/2019
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common stock, $0.001 par value | 1007833 | D | |
Common stock, $0.001 par value | 1270214 | I | By Profit Preview International Group Limited (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | 1. Profit Preview International Group Limited is a Hong Kong limited company wholly owned by the Reporting Person and of which the Reporting Person is a director. |
Remarks: This Form 3/A amends the Reporting Person's prior Form 3 and Form 3/A (the "Original Filing") to eliminate the shares of common stock held by Smart Start Investments Limited and Wealth Threshold Limited that were erroneously included in the Original Filing, and subsequent reports, as the Reporting Person has no pecuniary interest in these shares. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
ZEN Wei Peu 21250 HAWTHORNE BLVD., SUITE 800 TORRANCE, CA 90503 | X |
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Signatures
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Wei Peu Zen | | 10/8/2019 |
**Signature of Reporting Person | Date |
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