Statement of Changes in Beneficial Ownership (4)
December 22 2021 - 4:05PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Bray Jesse K |
2. Issuer Name and Ticker or Trading Symbol
Mr. Cooper Group Inc.
[
COOP
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
(Last)
(First)
(Middle)
8950 CYPRESS WATERS BLVD. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/20/2021 |
(Street)
COPPELL, TX 75019
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 12/20/2021 | | S | | 10000 (1) | D | $39.02 (2) | 1618580 | D | |
Common Stock | 3/15/2021 | | G |
V
| 20050 (3) | D | $0 | 1598530 | D | |
Common Stock | 12/3/2021 | | G |
V
| 445753 (4) | D | $0 | 1152777 | D | |
Common Stock | | | | | | | | 445753 (4) | I | By The Jesse K. Bray Living Trust |
Common Stock | 12/14/2021 | | G |
V
| 4505 (5) | D | $0 | 441248 | I | By The Jesse K. Bray Living Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The sales reported in this Form 4 were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by Reporting Person on August 23, 2021 |
(2) | The price reported in Column 4 is a weighted average price; the shares were sold in multiple transactions at prices ranging from $38.61 to $39.74, inclusive. Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
(3) | Represents a gift (charitable contribution) of shares of common stock to a charitable organization. |
(4) | Represents a transfer of 445,753 shares of common stock to the Jesse K. Bray Living Trust, of which Reporting Person is trustee. Reporting Person and members of his immediate family are the sole beneficiaries of the trust. |
(5) | Represents gifts (charitable contributions) of an aggregate of 4,505 shares of common stock to two charitable organizations. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Bray Jesse K 8950 CYPRESS WATERS BLVD. COPPELL, TX 75019 | X |
| Chief Executive Officer |
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Signatures
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Katherine K. Connell, Attorney-in-Fact | | 12/22/2021 |
**Signature of Reporting Person | Date |
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