Statement of Changes in Beneficial Ownership (4)
October 29 2014 - 5:23PM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MAGUIRE KELLY G.
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2. Issuer Name
and
Ticker or Trading Symbol
Green Brick Partners, Inc.
[
GRBK
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Executive Vice President, CFO
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(Last)
(First)
(Middle)
GREEN BRICK PARTNERS, INC., 3131 HARVARD AVENUE, SUITE 104
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3. Date of Earliest Transaction
(MM/DD/YYYY)
10/27/2014
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(Street)
DALLAS, TX 75205
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, par value $0.01 ("Common Stock")
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10/27/2014
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X
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50923
(1)
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A
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$5.00
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73611
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Subscription Rights ("right to buy")
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$5.00
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10/27/2014
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X
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22688
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9/15/2014
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10/17/2014
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Common Stock
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50923
(1)
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$0.00
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0
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D
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Explanation of Responses:
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(
1)
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Represents shares of Common Stock acquired upon the exercise of subscription rights allocated to Kelly G. Maguire. The acquisition of the subscription rights by Mr. Maguire was exempt from Section 16 by virtue of Rule 16a-9(b) and the purchase of shares of Common Stock by Mr. Maguire pursuant to the exercise of subscription rights was exempt from Section 16(b) by virtue of Rule 16b-6(b).
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Remarks:
On October 27, 2014, the Issuer filed an amendment to its charter changing its name from BioFuel Energy Corp. to Green Brick Partners, Inc.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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MAGUIRE KELLY G.
GREEN BRICK PARTNERS, INC.
3131 HARVARD AVENUE, SUITE 104
DALLAS, TX 75205
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Executive Vice President, CFO
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Signatures
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/s/ Kelly G. Maguire
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10/27/2014
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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