Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
January 23 2023 - 09:10AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D.C.
20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 OF THE
SECURITIES EXCHANGE ACT OF 1934
For the month of January 2023
Commission File Number 001-37652
Midatech Pharma
PLC
(Translation of registrant’s name into English)
1 Caspian Point,
Caspian Way,
Cardiff, CF10 4DQ, United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file
annual reports under cover of Form 20-F or Form 40-F:
Form 20-F ☒ Form 40-F
☐
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(1):
☐
Indicate by check mark if the registrant is submitting the Form 6-K
in paper as permitted by Regulation S-T Rule 101(b)(7):
☐
EXPLANATORY NOTE
Results of General Meeting
On January 23, 2023, Midatech Pharma PLC (the “Company”) held its
General Meeting and all ordinary resolutions were carried but all
other resolutions were not passed by shareholders. As certain
resolutions were inter-conditional, only Resolution 4 (general
authority to allot securities) was therefore passed.
The information included under the heading “Results of General
Meeting” of this report on Form 6-K shall be deemed to be
incorporated by reference into the registration statement on Form
F-3 (File No. 333-267932) of the Company (including any
prospectuses forming a part of such registration statements) and to
be a part thereof from the date on which this report is filed, to
the extent not superseded by documents or reports subsequently
filed or furnished.
Press Release
On January 23, 2023, the Company issued a press releasing
announcing the results of its General Meeting and the appointment
of Quantuma Advisory Limited, a specialist business advisory firm,
to undertake contingency planning and provide advice to the
Company’s board of directors on appropriate actions. A copy of the
press release is attached hereto as Exhibit 99.1.
The information in the attached Exhibit 99.1 is being furnished
and shall not be deemed “filed” for the purposes of Section 18
of the Securities Exchange Act of 1934, as amended (the “Exchange
Act”), or otherwise subject to the liabilities of that Section, nor
shall it be deemed incorporated by reference in any filing made by
the Company under the Securities Act of 1933, as amended, or the
Exchange Act, except as otherwise set forth herein or as shall be
expressly set forth by specific reference in such a filing.
SUBMITTED HEREWITH
Attached to the Registrant’s Form 6-K filing for the month of
January 2023 is:
Exhibit No. |
Description |
|
|
99.1 |
Press Release, dated January 23, 2023. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
|
Midatech Pharma
PLC |
|
|
Date: January 23, 2023 |
By: |
/s/ Stephen
Stamp |
|
|
Stephen
Stamp |
|
|
Chief
Executive Officer and |
|
|
Chief
Financial Officer |
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