Statement of Changes in Beneficial Ownership (4)
January 29 2020 - 2:26PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Townsell Donna |
2. Issuer Name and Ticker or Trading Symbol
HOME BANCSHARES INC
[
HOMB
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Director of Investor Relations |
(Last)
(First)
(Middle)
P.O. BOX 966 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/27/2020 |
(Street)
CONWAY, AR 72033
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 11/25/2019 | | G | | 1000 | A | $0.00 | 9431.6846 (1) | I | Custodian for Daughter |
Common Stock - Restricted Stock | 1/27/2020 | | A | | 3000 (2) | A | $0.00 | 9666 (3)(4) | D | |
Common Stock - Performance Based | | | | | | | | 38333 (5)(6)(7) | D | |
Common Stock | | | | | | | | 32209 (8) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Performance Stock Option | $23.32 | | | | | | | (9) | 7/19/2028 | Common Stock | 50000 | | 50000 | D | |
Stock Option | $21.25 | | | | | | | (10) | 4/20/2026 | Common Stock | 20000 | | 20000 | D | |
Stock Option | $6.56 | | | | | | | (11) | 1/19/2022 | Common Stock | 40000 | | 40000 | D | |
Performance Stock Option | $18.46 | | | | | | | (12) | 8/23/2025 | Common Stock | 100000 | | 100000 | D | |
Stock Option | $22.22 | | | | | | | (13) | 4/18/2028 | Common Stock | 10000 | | 10000 | D | |
Explanation of Responses: |
(1) | Includes 102.4631 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing. |
(2) | Restricted Stock granted on January 27, 2020 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date. |
(3) | Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date. The stock began vesting in 33 1/3% installments on August 24, 2018. |
(4) | The reporting person had 6,667 shares of restricted stock vest since the last filing. |
(5) | The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. |
(6) | The reporting person had 6,667 shares of performance based restricted stock vest since the last filing. |
(7) | The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on December 31, 2016, and the stock began vesting on December 31, 2019. |
(8) | The reporting person had 13,334 shares vest since the last filing. |
(9) | The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met. |
(10) | The option is exercisable in five equal annual installments. The first installment became exercisable on April 21, 2017. |
(11) | The option is exercisable in five equal annual installments. The first installment became exercisable on January 20, 2013. |
(12) | Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016. |
(13) | The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 20, 2019. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Townsell Donna P.O. BOX 966 CONWAY, AR 72033 | X |
| Director of Investor Relations |
|
Signatures
|
/s/ Donna Townsell by Micah Osborne | | 1/29/2020 |
**Signature of Reporting Person | Date |
Home BancShares (NASDAQ:HOMB)
Historical Stock Chart
From Jun 2024 to Jul 2024
Home BancShares (NASDAQ:HOMB)
Historical Stock Chart
From Jul 2023 to Jul 2024