- Statement of Ownership (SC 13G)
February 14 2011 - 7:18PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
SCHEDULE
13G
Under the
Securities Exchange Act of 1934
Full
Circle Capital Corporation
Common
Stock
(Title of Class of Securities)
359671104
(CUSIP
Number)
December
31, 2010
(Date of
Event Which Requires Filing of this Statement)
Check the
appropriate box to designate the rule pursuant to which the Schedule is
filed:
¨
Rule
13d-1(b)
¨
Rule
13d-1(c)
x
Rule
13d-1(d)
CUSIP
No. 359671104
|
13G
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Page 2 of 5
Pages
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1.
|
NAMES
OF REPORTING PERSONS
triple-i
Capital AG
I.R.S.
IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
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2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
¨
(b)
¨
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3.
|
SEC
USE ONLY
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4.
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CITIZENSHIP
OR PLACE OF ORGANIZATION
Switzerland
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NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5.
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SOLE
VOTING POWER
0
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6.
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SHARED
VOTING POWER
336,831
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7.
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SOLE
DISPOSITIVE POWER
0
|
8.
|
SHARED
DISPOSITIVE POWER
336,831
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
336,831
|
10.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES*
¨
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11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.42%
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12.
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TYPE
OF REPORTING PERSON*
OO
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CUSIP
No. 359671104
|
13G
|
Page 3 of 5
Pages
|
Item
1(a).
|
Name
of Issuer:
|
|
|
|
Full
Circle Capital Corporation
|
|
|
Item
1(b).
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Address
of Issuer’s Principal Executive Offices:
|
|
|
|
800
Westchester Avenue
, Suite
S-620
Rye
Brook
,
NY
10573
|
|
|
Item
2(b).
|
Name
of Person Filing:
|
|
|
|
triple-i
Capital AG
|
|
|
Item
2(b).
|
Address
of Principal Business Office:
|
|
|
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Kirchstrasse
42, 8807, Freienbach, Switzerland
|
|
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Item
2(c).
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Citizenship
:
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|
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Switzerland
|
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Item
2(d).
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Title
of Class of Securities
|
|
|
|
Common
Stock, par value $0.01 per share
|
|
|
Item
2(e).
|
CUSIP
Number:
|
|
359671104
|
CUSIP
No. 359671104
|
13G
|
Page 4 of 5
Pages
|
Item
3.
|
If
this statement is filed pursuant to rule 240.13d-1(b) or 240.13d-2(b) or
(c), check whether
the
person filing is a:
|
|
(a)
|
___
|
Broker
or dealer registered under Section 15 of the
Act.
|
|
(b)
|
___
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Bank
as defined in Section 3(a)(6) of the
Act.
|
|
(c)
|
___
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Insurance
company as defined in Section 3(a)(19) of the Act.
|
|
|
|
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(d)
|
___
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Investment
company registered under Section 8 of the Investment Company Act of
1940.
|
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(e)
|
___
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An
investment adviser in accordance with
240.13d-1(b)(1)(ii)(E).
|
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(f)
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___
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An
employee benefit plan or endowment fund in accordance with
240.13d-1(b)(1)(ii)(F).
|
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(g)
|
___
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A
parent holding company or control person in accordance with
240.13d-1(b)(1)(ii)(G).
|
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(h)
|
___
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A
savings association as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813).
|
|
|
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(i)
|
___
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A
church plan that is excluded from the definition of an investment company
under
Section
3(c)(14) of the Investment Company Act of 1940.
|
|
|
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(j)
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___
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Group, in accordance with Section
240.13d-1(b)(1)(ii)(J).
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Item
4.
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Ownership
|
|
|
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As
of the date of this filing, triple-i Capital AG (the “Reporting Person”)
may be deemed to be a beneficial owner of
336,831
shares of the
common stock, par value $0.01 per share (the “Common Stock”), of Full
Circle Capital Corporation (“Full Circle”), which constitutes
approximately 5.42% of Full Circle Capital Corporation’s outstanding
shares of Common Stock, based upon 6,219,382 shares of Common Stock
outstanding as of February 9, 2011, as reported in Full Circle’s quarterly
report on Form 10-Q for the period ended December 31, 2010. The
Reporting Person has sole power to vote and dispose of approximately
0
shares of
Common Stock, and shared power to vote and dispose of approximately
336,831
shares of Common
Stock.
|
|
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Item
5.
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Ownership
of Five Percent or Less of Class
|
|
|
|
If
this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be a beneficial owner of more
than 5 percent of the class of securities, check the following
¨
.
|
CUSIP
No. 359671104
|
13G
|
Page 5 of 5
Pages
|
Item
6.
|
Ownership
of More Than 5 Percent on Behalf of Another Person
|
|
|
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The
Reporting Person serves as investment advisor to the Taurus Finance Fund
Institutional and Taurus Finance Fund Retail, each of which holds Full
Circle’s common stock via its sub-custodians Bank Of Ireland Nominees Ltd.
and Six SIS Seganintersettle AG. Bank Of Ireland Nominees Ltd. and Six SIS
Seganintersettle AG each holds less than 5% of Full Circle’s outstanding
common stock as of February 9, 2011.
|
|
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Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being
Reported on by the Parent Holding Company or Control
Person
|
Item
8.
|
Identification
and Classification of Members of the
Group
|
Item
9.
|
Notice
of Dissolution of Group
|
Not
Applicable.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
DATED: February
14, 2011
triple-i
Capital AG
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By:
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/s/
Patric Wisard
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By:
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/s/
Thomas Fischer
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Name:
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Patric
Wisard
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Name:
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Thomas
Fischer
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Title:
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Director
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Title:
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Director
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