Current Report Filing (8-k)
February 06 2023 - 6:02AM
Edgar (US Regulatory)
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2023-02-03
0001495584
2023-02-23
2023-02-23
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or
15(d) of the Securities
Exchange Act of 1934
Date
of Report: February 03, 2023
(Date
of earliest event reported)
Firsthand
Technology Value Fund, Inc.
(Exact
name of registrant as specified in its charter)
Maryland
(State
or other
jurisdiction
of
incorporation) |
814-00830
(Commission
File
Number) |
27-3008946
(IRS
Employer
Identification
Number) |
| |
|
|
150
Almaden Blvd.,
Suite
1250 San Jose, CA
(Address
of principal executive offices) |
|
95113
(Zip
Code) |
(800)
976-8776
(Registrant's
telephone number, including area code)
Not
Applicable
(Former
Name or Former Address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[
] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[
] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act
| Title
of each class |
Trading
Symbol(s) |
Name
of each exchange on which registered |
| Common
stock, par value $0.001 per share |
SVVC |
The
NASDAQ Global Select Market |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
[
] Emerging growth company
[
] If an emerging growth company, indicate by check mark if the registrant has elected not to use
the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section
13(a) of the Exchange Act.
Item
8.01. Other Events
On
February 3, 2023, Firsthand Technology Value Fund, Inc. issued a press release announcing that its top five holdings as of December
31, 2022 were IntraOp Medical, Wrightspeed, Hera Systems, Revasum, and EQX Capital.
The
press release also announced that, of December 31, 2022, the Fund’s top five holdings constituted 125.0% of the Fund’s
preliminary net assets, and 95.4% of our preliminary total investments.
Item
9.01. Financial Statements and Exhibits
None
| (b) | Pro
forma financial information: |
None
| (c) | Shell
company transactions: |
None
99.1 Press
Release dated February 3, 2023.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
| Dated: February 3, 2023 |
FIRSTHAND TECHNOLOGY VALUE FUND, INC. |
| |
|
|
|
| |
By: |
/s/ Kevin Landis |
|
| |
|
Kevin Landis |
|
| |
|
President |
|
Exhibit
Index
Firsthand Technology Value (NASDAQ:SVVC)
Historical Stock Chart
From Jun 2024 to Jul 2024
Firsthand Technology Value (NASDAQ:SVVC)
Historical Stock Chart
From Jul 2023 to Jul 2024
