Statement of Changes in Beneficial Ownership (4)
May 03 2021 - 4:22PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MEYERCORD EDWARD |
2. Issuer Name and Ticker or Trading Symbol
EXTREME NETWORKS INC
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EXTR
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) PRESIDENT AND CEO |
(Last)
(First)
(Middle)
6480 VIA DEL ORO |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/29/2021 |
(Street)
SAN JOSE, CA 95119
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 4/29/2021 | | M | | 100000 | A | $2.51 | 670174 | D | |
Common Stock | 4/29/2021 | | S | | 100000 (1) | D | $12.0035 (2) | 570174 | D | |
Common Stock | 5/3/2021 | | M | | 25000 | A | $2.51 | 595174 | D | |
Common Stock | 5/3/2021 | | S | | 25000 (1) | D | $11.3421 (2) | 570174 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-Qualified Stock Option (right to buy) | $2.51 | 4/29/2021 | | M | | | 100000 | 1/20/2019 (3) | 5/8/2022 | Common Stock | 100000 | $0 | 200000 | D | |
Non-Qualified Stock Option (right to buy) | $2.51 | 5/3/2021 | | M | | | 25000 | 1/20/2019 (3) | 5/8/2022 | Common Stock | 25000 | $0 | 175000 | D | |
Explanation of Responses: |
(1) | Transaction made pursuant to a duly adopted 10b5-1 trading plan. |
(2) | The sale price represents the weighted average sale price per share. The Company can provide the full information regarding the number of shares sold at each separate price upon further request. |
(3) | This Performance Option Grant vested monthly over 2 years from the date of Grant and was achieved after the Company's Common Stock closing price exceeded $4.50 for 30 consecutive trading days on January 20, 2017. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MEYERCORD EDWARD 6480 VIA DEL ORO SAN JOSE, CA 95119 | X |
| PRESIDENT AND CEO |
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Signatures
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/s/ Katy Motiey, Power of Attorney for Ed Meyercord | | 5/3/2021 |
**Signature of Reporting Person | Date |
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