Amended Statement of Ownership (sc 13g/a)
January 15 2021 - 11:32AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
SCHEDULE
13G
UNDER
THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT
NO. 2)
DUOS
TECHNOLOGIES GROUP, INC.
(Name
of Issuer)
COMMON
STOCK, PAR VALUE $0.001
(Title
of Class of Securities)
266042209
(CUSIP
Number)
December
31, 2020
(DATE
OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(c)
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment containing information which would alter the
disclosures
provided in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued
on following page(s)
Page 1 of 5 Pages
CUSIP No. 266042209
|
|
13G
|
Page 2 of 5 Pages
|
1.
NAMES OF REPORTING PERSON
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Alpha
Capital Anstalt
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a)
☐
(b)
☐
3.
SEC USE ONLY
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
Liechtenstein
5.
SOLE VOTING POWER, NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON – 107,145 Shares
6.
SHARED VOTING POWER – None
7.
SOLE DISPOSITIVE POWER – 107,145 Shares
8.
SHARED DISPOSITIVE POWER – None
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -
107,145
Shares
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.03%
12.
TYPE OF REPORTING PERSON
CO
CUSIP No. 266042209
|
|
13G
|
Page 3 of 5 Pages
|
ITEM
1 (a) NAME OF ISSUER: DUOS Technologies Group, Inc.
ITEM
1 (b) ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
6622
Southpoint Drive S., Suite 310, Jacksonville, FL 32216
ITEM
2 (a) NAME OF PERSON FILING: Alpha Capital Anstalt
ITEM
2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
Lettstrasse
32, FL-9490 Vaduz, Furstentums, Liechtenstein
ITEM
2 (c) CITIZENSHIP: Liechtenstein
ITEM
2 (d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $0.001
ITEM
2 (e) CUSIP NUMBER: 266042209
ITEM
3 IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B): Not applicable
ITEM
4 OWNERSHIP
(a)
AMOUNT BENEFICIALLY OWNED: 107,145 Shares
(b)
PERCENT OF CLASS: 3.03%
(c)
NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i)
SOLE POWER TO VOTE OR DIRECT THE VOTE
107,145
Shares
(ii)
SHARED POWER TO VOTE OR DIRECT THE VOTE
0
Shares
(iii)
SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF
107,145
Shares
(iv)
SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF
0
Shares
CUSIP No. 266042209
|
|
13G
|
Page 4 of 5 Pages
|
ITEM
5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Alpha
Capital Anstalt’s ownership is now below 5%.
ITEM
6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not
applicable
ITEM
7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY
Not
applicable
ITEM
8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP
Not
applicable
ITEM
9 NOTICE OF DISSOLUTION OF GROUP
Not
applicable
CUSIP No. 266042209
|
|
13G
|
Page 5 of 5 Pages
|
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
|
January 15, 2021
|
|
(Date)
|
|
|
|
/s/ Konrad Ackermann
|
|
(Signature)
|
|
|
|
Konrad Ackermann, Director
|
|
(Name/Title)
|
Duos Technologies (NASDAQ:DUOT)
Historical Stock Chart
From Aug 2024 to Sep 2024
Duos Technologies (NASDAQ:DUOT)
Historical Stock Chart
From Sep 2023 to Sep 2024