UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549 

 

FORM 12b-25

 

NOTIFICATION OF LATE FILING

SEC FILE NUMBER
  001-38208
  CUSIP NUMBER
  G28365107
   

 

(Check one): ☐  Form 10-K ☒  Form 20-F ☐  Form 11-K ☐   Form 10-Q ☐  Form 10-D ☐  Form N-SAR ☐  Form N-CSR
   
  For Period Ended: March 31, 2020
   
  ☐   Transition Report on Form 10-K
   
  ☐   Transition Report on Form 20-F
   
  ☐   Transition Report on Form 11-K
   
  ☐   Transition Report on Form 10-Q
       

 

Read Instruction (on back page) Before Preparing Form. Please Print or Type. 

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

 

PART I — REGISTRANT INFORMATION 

 

Dragon Victory International Limited

Full Name of Registrant

 

 

Former Name if Applicable

 

Hanshi Tower 22nd Floor, No. 1786 Binsheng Road,

Binjiang District

Address of Principal Executive Office (Street and Number)

 

Hangzhou, Zhejiang Province, PRC, 310053

City, State and Zip Code 

 

 

 

 

PART II — RULES 12b-25(b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

  (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
     
☒   (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F,11-K, Form N-SAR, or N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q, or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed date; and
     
  (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

PART III — NARRATIVE 

 

State below in reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report portion thereof, could not be filed within the prescribed time period.

 

The Registrant has experienced a delay in timely completing the necessary disclosures and finalizing its financial statements with its independent public accountant in connection with its filing the annual report on Form 20-F for the fiscal year ended March 31, 2020 (the “Annual Report”). As a result of this delay, the Registrant is unable to file its Annual Report by the prescribed filing date without unreasonable efforts or expenses. The Registrant anticipates that it will file the Form 20-F no later than the fifteenth calendar day following the prescribed filing date.

 

SEC 1344 (03-05)   Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

(Attach extra Sheets if Needed)

 

PART IV — OTHER INFORMATION 

 

(1) Name and telephone number of person to contact in regard to this notification

 

Limin Liu   86-571   +86-571-82213772
(Name)   (Area Code)   (Telephone Number)

 

(2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).
  Yes ☒     No ☐
   
(3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
  Yes  ☐    No ☒ 
   
  If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

2

 

 

Dragon Victory International Limited

(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: July 31, 2020 By: /s/ Limin Liu
      Name: Limin Liu
(Title): Chief Executive Officer

 

 

3

 

 

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