Statement of Changes in Beneficial Ownership (4)
April 05 2022 - 4:32PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Stephens Group, LLC |
2. Issuer Name and Ticker or Trading Symbol
CONNS INC
[
CONN
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
100 RIVER BLUFF DRIVE, SUITE 500 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/5/2022 |
(Street)
LITTLE ROCK, AR 72202
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 4/5/2022 | | J(1) | | 74693 | D | $15.12 (2) | 4230650 | I | See footnote (3) |
Common Stock | | | | | | | | 72493 | I | By W.R. Stephens, Jr. Revocable Trust (4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The shares disposed of represent shares distributed by SG-1890, LLC ("SG-1890") to certain of its members representing each such member's pro rata interest in such shares. |
(2) | Reflects the closing price on the date of distribution. |
(3) | The shares are held by SG-1890. The Stephens Group, LLC ("The Stephens Group") is the sole manager and has voting and dispositive power over the shares held by SG-1890. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-1890. |
(4) | W.R. Stephens, Jr. acts as Trustee of W.R. Stephens, Jr. Revocable Trust. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Stephens Group, LLC 100 RIVER BLUFF DRIVE SUITE 500 LITTLE ROCK, AR 72202 |
| X |
|
|
SG-1890, LLC 100 RIVER BLUFF DRIVE SUITE 500 LITTLE ROCK, AR 72202 |
| X |
|
|
CAMPBELL ELIZABETH STEPHENS 100 RIVER BLUFF DRIVE SUITE 500 LITTLE ROCK, AR 72202 |
| X |
|
|
Stephens W. R. Jr. 100 RIVER BLUFF DRIVE SUITE 500 LITTLE ROCK, AR 72202 |
| X |
|
|
Signatures
|
The Stephens Group, LLC, /s/ William W. Kilgroe, General Counsel | | 4/5/2022 |
**Signature of Reporting Person | Date |
SG-1890, LLC, By: The Stephens Group, LLC its Manager, /s/ William W. Kilgroe, General Counsel | | 4/5/2022 |
**Signature of Reporting Person | Date |
/s/ Elizabeth Stephens Campbell | | 4/5/2022 |
**Signature of Reporting Person | Date |
/s/ W.R. Stephens, Jr. | | 4/5/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
Conns (NASDAQ:CONN)
Historical Stock Chart
From Aug 2024 to Sep 2024
Conns (NASDAQ:CONN)
Historical Stock Chart
From Sep 2023 to Sep 2024