Initial Statement of Beneficial Ownership (3)
May 21 2021 - 2:05PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Eason Christopher Douglas |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/11/2021
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3. Issuer Name and Ticker or Trading Symbol
AAON, INC. [AAON]
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(Last)
(First)
(Middle)
2425 S YUKON AVE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Accounting Officer / |
(Street)
TULSA, OK 74107
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value $.004 | 1269 (1) | D | |
Common Stock, par value $.004 | 254 | I | 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) | 3/11/2021 | 3/11/2030 | Common Stock | 200.0 | $44.22 | D | |
Stock Option (Right to Buy) | 3/11/2022 | 3/11/2031 | Common Stock | 366.0 | $73.36 | D | |
Stock Option (Right to Buy) | 5/11/2022 | 5/11/2031 | Common Stock | 4821.0 (2) | $65.24 | D | |
Explanation of Responses: |
(1) | Total amount includes a restricted stock award of 330 shares granted under the Issuer's 2016 Long Term Incentive Plan which vests ratably on each of the first three anniversaries of the date of the grant (date of grant, May 11, 2021). |
(2) | This stock option award is granted under the Issuer's 2016 Long Term Incentive Plan and is exercisable ratably on each of the first three anniversaries of the date of the grant (date of grant, May 11, 2021). |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Eason Christopher Douglas 2425 S YUKON AVE TULSA, OK 74107 |
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| Chief Accounting Officer |
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Signatures
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Christopher D Eason | | 5/21/2021 |
**Signature of Reporting Person | Date |
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