Statement of Ownership (sc 13g)
July 26 2019 - 12:16PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No.
)*
Trio-Tech International
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
896712205
(CUSIP Number)
July 22
,
2019
(Date of Event Which Requires Filing of
this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
* The remainder of this cover page shall be filled out for a
reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page
shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”)
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
CUSIP No. 896712205
|
1)
|
Names of Reporting Persons.
|
I.R.S.
Identification Nos. of Above Persons (entities only)
Peter
J. Abrahamson
|
2)
|
Check the Appropriate Box if a Member of a Group (See
Instructions)
|
(a)
¨
(b)
¨
|
4)
|
Citizenship or Place of Organization
|
United
States of America
Number
of Shares
Beneficially
Owned
by Each
Reporting
Person With
|
5)
|
Sole Voting Power
|
|
|
|
212,500
|
6)
|
Shared Voting Power
|
|
|
|
0
|
7)
|
Sole Dispositive Power
|
|
|
|
212,500
|
8)
|
Shared Dispositive Power
|
|
|
|
0
|
|
9)
|
Aggregate Amount Beneficially Owned by Each Reporting
Person
|
212,500
|
10)
|
Check if the Aggregate Amount in Row (9) Excludes Certain
Shares (See Instructions)
|
¨
|
11)
|
Percent of Class Represented by Amount in Item 9
|
5.8%
|
12)
|
Type of Reporting Person (See Instructions)
|
IN
ITEM 1.
Trio-Tech International
|
(B)
|
ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICE
|
16139
Wyandotte Street
Van Nuys, CA 91406
ITEM 2.
|
(A)
|
NAME OF PERSON FILING
|
Peter
J. Abrahamson
|
(B)
|
ADDRESS OF PRINCIPAL BUSINESS OFFICE OR IF NONE, RESIDENCE
|
24156
N. Coventry Ln
Lake
Barrington, IL 60010-7334
United
States of America
|
(D)
|
TITLE OF CLASS OF SECURITIES
|
Common
Stock
896712205
ITEM 3.
If this statement is filed pursuant to rule 240.13d-1(b), or
240.13d-2(b) or (c), check whether the person filing is a:
|
(a)
|
¨
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o)
|
|
(b)
|
¨
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c)
|
|
(c)
|
¨
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c)
|
|
(d)
|
¨
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8)
|
|
(e)
|
¨
|
An investment adviser in accordance with 240.13d- 1(b)(1)(ii)(E)
|
|
(f)
|
¨
|
An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F)
|
|
(g)
|
¨
|
A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G)
|
|
(h)
|
¨
|
A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813)
|
|
(i)
|
¨
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3)
|
|
(j)
|
¨
|
Group, in accordance with section 240.13d-1(b)(1)(ii)(J)
|
Provide the following information regarding the aggregate number
and percentage of the class of securities of the issuer identified in Item 1.
|
(a)
|
Amount beneficially owned:
212,500
|
|
(b)
|
Percent of class:
5.8%
|
|
(c)
|
Number of shares as to which the person has:
|
|
(i)
|
Sole power to vote or to direct the vote:
212,500
|
|
(ii)
|
Shared power to vote or to direct the vote:
0
|
|
(iii)
|
Sole power to dispose or to direct the disposition
of:
212,500
|
|
(iv)
|
Shared power to dispose or to direct the disposition
of:
0
|
|
ITEM 5.
|
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
|
If this
statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the following
¨
.
|
ITEM 6.
|
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON
|
NOT APPLICABLE
|
ITEM 7.
|
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
|
NOT APPLICABLE
|
ITEM 8.
|
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
|
NOT APPLICABLE
|
ITEM 9.
|
NOTICE OF DISSOLUTION OF GROUP
|
NOT APPLICABLE
By signing
below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held
for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this statement is true, complete and correct.
July 26, 2019
|
Date
|
|
/s/ Peter J. Abrahamson
|
Signature
|
|
Peter J. Abrahamson, Private Investor
|
Name/Title
|
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