- Securities Registration (section 12(b)) (8-A12B)
December 12 2008 - 3:06PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
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CITIGROUP INC.
(Exact Name of Registrant as
Specified in Its Charter)
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CITIGROUP FUNDING INC.
(Exact Name of Registrant as
Specified in Its Charter)
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SAFETY FIRST TRUST SERIES 2006-4
(Exact Name of Registrant as
Specified in Its Charter)
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DELAWARE
(State of Incorporation
or Organization)
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DELAWARE
(State of Incorporation
or Organization)
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DELAWARE
(State of Incorporation
or Organization)
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52-1568099
(I.R.S. Employer Identification no.)
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42-1658283
(I.R.S. Employer Identification no.)
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42-6664147
(I.R.S. Employer Identification no.)
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399 Park Avenue
New York, New York 10043
(Address of Principal Executive Offices) (Zip Code)
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If this Form relates to the registration of a
class of securities pursuant to Section 12(b) of
the Exchange Act and is effective pursuant to
General Instruction A.(c), please check the
following box.
þ
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If this Form relates to the registration of a class
of securities pursuant to Section 12(g) of the
Exchange Act and is effective pursuant to General
Instruction A.(d), please check the following box.
o
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Securities Act registration statement file number to which this form relates:
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333-135867, 333-135867-07 and 333-135867-11
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Securities to be registered pursuant to Section 12(b) of the Act:
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Title of Each Class
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Name of Each Exchange on Which
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to be so Registered
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Each Class is to be Registered
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Principal-Protected Trust Certificates Linked to the Dow Jones Industrial Average
SM
, the Dow Jones EURO STOXX 50 Index
®
, the Nikkei 225 Stock Average
SM
and
the S&P BRIC 40 Index
®
Due July 11, 2012.
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NYSE Arca, Inc.
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Securities to be registered pursuant to Section 12(g) of the Act:
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None
(Title of class)
Item 1. Description of Registrants Securities to be Registered.
For a description of the Principal-Protected Trust Certificates Linked to the Dow Jones
Industrial Average
SM
, the Dow Jones EURO STOXX 50 Index
®
, the Nikkei 225
Stock Average
SM
and the S&P BRIC 40 Index
®
Due July 11, 2012 (the
Certificates), reference is made to the information under the headings
Summary Information Q&A, Risk Factors and
Description of the Certificates on pages 2 through 11, 12 through
19 and 28 through 44, respectively, of the Registrants Prospectus and Pricing Supplement, dated
June 25, 2007 (Registration Nos. 333-135867, 333-135867-07 and 333-135867-11), which information is
hereby incorporated herein by reference and made part of this registration statement in its
entirety.
Item 2. Exhibits.
99 (A). Prospectus and Pricing Supplement describing the Certificates, dated June 25, 2007,
incorporated by reference to the Registrants filing under Rule 424(b)(2) dated June 27, 2007.
99 (B). Certificate of Trust of Safety First Trust Series 2006-4, incorporated by reference
to Exhibit 3(m) to the Registrants automatic shelf registration statement on Form S-3 filed on
July 19, 2006 (Registration Nos. 333-135867, 333-135867-07 and 333-135867-11) (the Registration
Statement).
99 (C). Form of Amended and Restated Declaration of Trust, incorporated by reference to
Exhibit 4(a) to the Registration Statement.
99 (D). Form of the Trust Certificates Guarantee Agreement, incorporated by reference to
Exhibit 4(b) to the Registration Statement.
99 (E). Form of Certificate Representing the Certificates (included in Exhibit 99(C)).
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, each
registrant has duly caused this registration statement or amendment thereto to be signed on its
behalf by the undersigned, thereunto duly authorized.
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Citigroup Inc.
(Registrant)
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By:
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/s/ Charles E. Wainhouse
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Name:
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Charles E. Wainhouse
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Title:
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Assistant Treasurer
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Citigroup Funding Inc.
(Registrant)
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By:
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/s/ Geoffrey S. Richards
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Name:
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Geoffrey S. Richards
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Title:
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Executive Vice President and
Assistant Treasurer
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Safety First Trust Series 2007-3
(formerly Safety First Trust Series 2006-4)
(Registrant)
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Date: December 11, 2008
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By:
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/s/ Geoffrey S. Richards
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Name:
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Geoffrey S. Richards
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Title:
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Regular Trustee
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3
INDEX TO EXHIBITS
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Exhibit No.
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Exhibit
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99(A).
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Prospectus and Pricing Supplement describing the Certificates, dated June 25, 2007, incorporated by reference to the
Registrants filing under Rule 424(b)(2) dated June 27, 2007.
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99(B).
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Certificate of Trust of Safety First Trust Series 2006-4, incorporated by reference to Exhibit 3(m) to the Registration
Statement.
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99(C).
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Form of Amended and Restated Declaration of Trust, incorporated by reference to Exhibit 4(a) to the Registration Statement.
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99(D).
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Form of the Trust Certificates Guarantee Agreement, incorporated by reference to Exhibit 4(b) to the Registration Statement.
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99(E).
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Form of Certificate Representing the Certificates (included in Exhibit 99(C)).
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4
Safety First Trust Principal-Protected Trust Certificates Linked TO The S&P 500 Index (AMEX:AHY)
Historical Stock Chart
From Nov 2024 to Dec 2024
Safety First Trust Principal-Protected Trust Certificates Linked TO The S&P 500 Index (AMEX:AHY)
Historical Stock Chart
From Dec 2023 to Dec 2024