Caledonia Mining Corporation Plc Notification of relevant change to significant shareholder
October 02 2020 - 2:00AM
Caledonia Mining Corporation Plc (NYSE AMERICAN: CMCL; AIM:
CMCL) (“Caledonia” or the “Company”) announces that it
received notification on September 30, 2020, from BlackRock, Inc.,
which is a “significant shareholder” of the Company as defined by
the AIM Rules for Companies, that it has slightly decreased its
interest in the Company and on September 29, 2020 crossed a
particular threshold for notification of its holdings in the
Company. A copy of the notification is below.
TR-1:
Standard form for
notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word format if
possible)i |
|
1a. Identity of the
issuer or the underlying issuer of existing shares
to which voting rights are
attachedii: |
Caledonia Mining Corporation Plc |
1b. Please indicate if the issuer is a non-UK
issuer (please mark with an “X” if
appropriate) |
Non-UK issuer |
X |
2. Reason for the
notification (please mark the appropriate box or boxes
with an “X”) |
An acquisition or disposal of voting rights |
X |
An acquisition or disposal of financial instruments |
|
An event changing the breakdown of voting rights |
|
Other (please specify)iii: |
|
3. Details of person
subject to the notification
obligationiv |
Name |
BlackRock, Inc. |
City and country of registered office (if applicable) |
Wilmington, DE, USA |
4. Full name of shareholder(s) (if different from
3.)v |
Name |
|
City and country of registered office (if applicable) |
|
5. Date on which the threshold
was crossed or
reachedvi: |
29/09/2020 |
6. Date on which issuer notified
(DD/MM/YYYY): |
30/09/2020 |
7. Total positions of
person(s) subject to the notification obligation |
|
% of voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments (total of 8.B 1 +
8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights of issuervii |
Resulting situation on the date on which threshold was crossed or
reached |
4.99% |
|
0.39% |
|
5.38% |
|
12,118,823 |
Position of previous notification (if applicable) |
5.07% |
|
0.31% |
|
5.39% |
|
|
8. Notified details of
the resulting situation
on the date on which the threshold was
crossed or
reachedviii |
A: Voting rights attached to shares |
Class/type of sharesISIN
code (if possible) |
Number of voting
rightsix |
% of voting rights |
Direct(Art 9 of Directive 2004/109/EC)
(DTR5.1) |
Indirect(Art 10 of Directive 2004/109/EC)
(DTR5.2.1) |
Direct(Art 9 of Directive
2004/109/EC) (DTR5.1) |
Indirect(Art 10 of Directive 2004/109/EC)
(DTR5.2.1) |
JE00BF0XVB15 |
|
604,843 |
|
4.99% |
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8.
A |
604,843 |
4.99% |
|
|
B 1:
Financial Instruments according to Art.
13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a)) |
Type of financial instrument |
Expirationdatex |
Exercise/ Conversion
Periodxi |
Number of voting rights that may
be acquired if the instrument
is
exercised/converted. |
% of voting rights |
Securities Lending |
|
|
15,107 |
0.12% |
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B
1 |
15,107 |
0.12% |
|
|
|
|
|
|
|
|
|
|
|
|
B 2: Financial Instruments
with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b)) |
Type of financial instrument |
Expirationdatex |
Exercise/ Conversion Period
xi |
Physical or cash
settlementxii |
Number of voting rights |
% of voting rights |
CFD |
|
|
Cash |
32,901 |
0.27% |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL
8.B.2 |
32,901 |
0.27% |
|
|
9. Information in
relation to the person subject to the notification
obligation (please mark the applicable box with an
“X”) |
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii |
|
Full chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entityxiv (please add additional rows as necessary) |
X |
Namexv |
% of voting rights if it equals or is higher than the
notifiable threshold |
% of voting rights through
financial instruments if it equals or is higher than the
notifiable threshold |
Total of both if it equals or is higher than the notifiable
threshold |
See Attachment |
|
|
|
|
10. In case of proxy voting, please identify: |
Name of the proxy holder |
|
The number and % of voting rights held |
|
The date until which the voting rights will be held |
|
|
11. Additional
informationxvi |
BlackRock Regulatory Threshold Reporting Team Jana Blumenstein020
7743 3650 |
Place of completion |
12 Throgmorton Avenue, London, EC2N 2DL, U.K. |
Date of completion |
30 September, 2020 |
Section 9 Attachment
Namexv |
% of voting rights if it equals or is higher than the
notifiable threshold |
% of voting rights through
financial instruments if it equals or is higher than the
notifiable threshold |
Total of both if it equals or is higher than the notifiable
threshold |
BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
|
|
BlackRock Financial Management, Inc. |
|
|
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BlackRock Holdco 4, LLC |
|
|
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BlackRock Holdco 6, LLC |
|
|
|
BlackRock Delaware Holdings Inc. |
|
|
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BlackRock Fund Advisors |
|
|
|
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BlackRock, Inc. |
|
|
|
BlackRock Holdco 2, Inc. |
|
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BlackRock Financial Management, Inc. |
|
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BlackRock Holdco 4, LLC |
|
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BlackRock Holdco 6, LLC |
|
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BlackRock Delaware Holdings Inc. |
|
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BlackRock Institutional Trust Company, National Association |
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BlackRock, Inc. |
|
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Trident Merger, LLC |
|
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BlackRock Investment Management, LLC |
|
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BlackRock, Inc. |
|
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BlackRock Holdco 2, Inc. |
|
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BlackRock Financial Management, Inc. |
|
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BlackRock, Inc. |
|
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock Capital Holdings, Inc. |
|
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BlackRock Advisors, LLC |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock (Singapore) Holdco Pte. Ltd. |
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BlackRock HK Holdco Limited |
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BlackRock Lux Finco S.a.r.l. |
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BlackRock Japan Holdings GK |
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BlackRock Japan Co., Ltd. |
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BlackRock, Inc. |
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BlackRock Holdco 2, Inc. |
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BlackRock Financial Management, Inc. |
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BlackRock International Holdings, Inc. |
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BR Jersey International Holdings L.P. |
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BlackRock Holdco 3, LLC |
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BlackRock Canada Holdings LP |
|
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BlackRock Canada Holdings ULC |
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BlackRock Asset Management Canada Limited |
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For further information please contact:
Caledonia Mining Corporation Plc |
|
Mark
Learmonth |
Tel: +44
1534 679 802 |
Camilla
Horsfall |
Tel: +44
7817 841 793 |
|
|
WH
Ireland |
|
Adrian
Hadden/James Sinclair-Ford |
Tel: +44 20
7220 1751 |
|
|
Blytheweigh |
|
Tim
Blythe/Megan Ray |
Tel: +44 207
138 3204 |
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