Specialized Disclosure Report (sd)
May 24 2023 - 4:22PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
______________
FORM SD
Specialized Disclosure Report
______________
Applied Optoelectronics,
Inc.
(Exact name of Registrant as specified in its
charter)
Delaware |
|
001-36083 |
|
76-0533927 |
(State or Other Jurisdiction of Incorporation or Organization) |
|
(Commission
File Number) |
|
(I.R.S. Employer Identification No.) |
13139 Jess Pirtle Blvd.
Sugar Land, TX 77478
(Address of principal executive offices and zip
code)
David C. Kuo, General Counsel and Secretary
(281) 295-1800
(Name and telephone number, including area code
of the person to contact in connection with this Report)
Check the appropriate
box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
ü Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2022.
SECTION 1 - CONFLICT MINERALS DISCLOSURE
Items 1.01 |
Conflict Minerals Disclosure and Report |
Applied Optoelectronics, Inc.
(the “Company”) is filing this Form SD for the reporting period from January 1, 2022 to December 31, 2022, pursuant to Rule
13p-1 under the Securities Exchange Act of 1934. This Form SD and the Conflict Minerals Report are
publicly available on the Company’s website at http://ao-inc.com/about-our-company/global-compliance.
The Company is filing its Conflict Minerals Report
as Exhibit 1.01 to this Form SD.
SECTION 2 – EXHIBITS
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 24, 2023 |
APPLIED OPTOELECTRONICS, INC. |
|
|
|
|
|
|
|
|
|
|
By: |
/s/ David C. Kuo |
|
|
Name: |
David C. Kuo |
|
|
Title: |
General Counsel and Secretary |
|
Applied Optoelectronics (NASDAQ:AAOI)
Historical Stock Chart
From Aug 2024 to Sep 2024
Applied Optoelectronics (NASDAQ:AAOI)
Historical Stock Chart
From Sep 2023 to Sep 2024