Current Report Filing (8-k)
August 09 2022 - 7:01AM
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): August 9, 2022
Advent Technologies Holdings, Inc.
(Exact
name of registrant as specified in its charter)
Delaware |
|
001-38742 |
|
|
(State or other
jurisdiction
of incorporation) |
|
(Commission
File
Number) |
|
(IRS Employer
Identification
No.) |
200 Clarendon Street
Boston,
MA 02116
(Address
of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code: (617) 655-6000
Check
the appropriate box below if the Form 8−K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
| ☐ | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting
material pursuant to Rule 14a−12 under the Exchange Act (17 CFR 240.14a−12) |
| ☐ | Pre−commencement
communications pursuant to Rule 14d−2(b) under the Exchange Act (17 CFR 240.14d−2(b)) |
| ☐ | Pre−commencement
communications pursuant to Rule 13e−4(c) under the Exchange Act (17 CFR 240.13e− 4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol |
|
Name
of each exchange on which registered |
Common
stock, par value $0.0001 per share |
|
ADN |
|
The
Nasdaq Stock Market LLC |
Warrants
to purchase one share of common stock, each at an exercise price of $11.50 |
|
ADNWW |
|
The
Nasdaq Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item
2.02 |
Results
of Operations and Financial Condition. |
On
August 9, 2022, Advent Technologies Holdings, Inc., a Delaware corporation (the “Company”), issued a press release
(the “Earnings Release”) reporting its financial results for the three months ended June 30, 2022. As noted in the
Earnings Release, management will host a conference call on Tuesday, August 9, 2022, at 9:00 a.m. Eastern time to discuss such
financial results. Instructions on how to participate in the conference call are contained in the Earnings Release, a copy of
which is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
The
information in this Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1 hereto, shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject
to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of
1933, as amended (the “Securities Act”), or the Exchange Act, except as expressly set forth by specific reference
in such filing.
Item
7.01 |
Regulation
FD Disclosure. |
The
information contained in Item 2.02 of this Current Report on Form 8-K is incorporated herein by reference.
The
information included in this Item 7.01 and Exhibit 99.1 of this Current Report on Form 8-K is not deemed to be “filed”
for purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that section, nor shall this item and
Exhibit 99.1 be incorporated by reference into the Company’s filings under the Securities Act or the Exchange Act, except
as expressly set forth by specific reference in such future filing.
Item
9.01 |
Financial
Statements and Exhibits. |
(d)
Exhibit.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed
on its behalf by the undersigned hereunto duly authorized.
Dated:
August 9, 2022 |
|
|
|
Advent
Technologies Holdings, Inc. |
|
|
|
|
By: |
/s/
Vassilios Gregoriou |
|
Name: |
Vassilios Gregoriou |
|
Title: |
Chairman and Chief
Executive Officer |
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