Statement of Changes in Beneficial Ownership (4)
June 23 2022 - 6:29PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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SINGER KAREN |
2. Issuer Name and Ticker or Trading Symbol
SEACHANGE INTERNATIONAL INC
[
SEAC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
212 VACCARO DR. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/21/2022 |
(Street)
CRESSKILL, NJ 07626
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 6/21/2022 | | P | | 100000 | A | $.5406 | 6435233 (1) | I | LLC managing member (2) |
Common Stock | 6/21/2022 | | P | | 3933 | A | $.54 | 6439166 (1) | I | LLC managing member (2) |
Common Stock | 6/21/2022 | | P | | 176249 | A | $.5458 | 6615415 (1) | I | LLC managing member (2) |
Common Stock | 6/22/2022 | | P | | 10201 | A | $.5451 | 6625616 (1) | I | LLC managing member (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Put Option | $.50 | 6/22/2022 | | P | | 75600 | | 6/22/2022 | 10/21/2022 | Common Stock | 75600 | $.50 | 75600 | I | Managing Member of LLC (2) |
Put Option | $.50 | 6/23/2022 | | F | | 125000 | | 6/23/2022 | 10/21/2022 | Common Stock | 125000 | $.50 | 200000 | I | Managing Member of LLC (2) |
Explanation of Responses: |
(1) | The reporting person declaims beneficial ownership of these securities except to the extent of her pecuniary interest therein. This filing shall not be deemed an admission that
the reporting person is, for the purposes Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. |
(2) | As the managing member of TAR Holdings, LLC |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
SINGER KAREN 212 VACCARO DR. CRESSKILL, NJ 07626 |
| X |
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Signatures
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Karen Singer | | 6/23/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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