Current Report Filing (8-k)
May 16 2022 - 9:34AM
Edgar (US Regulatory)
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2022-05-16
2022-05-16
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
May 16, 2022
Aprea
Therapeutics, Inc.
(Exact name of registrant as specified in its
charter)
Delaware |
001-39069 |
84-2246769 |
(State
or other jurisdiction
of incorporation) |
(Commission File Number) |
(I.R.S.
Employer
Identification No.) |
|
|
|
535
Boylston Street
Boston,
Massachusetts
(Address of principal executive offices) |
02116
(Zip Code) |
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Registrant’s
telephone number, including area code (617)
463-9385
Not Applicable
(Former name or former address, if
changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common
stock, par value $0.001 per share |
|
APRE |
|
NASDAQ
Global Select Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule
12b-2 of the Securities Exchange Act of 1934.
Emerging growth company x
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act.
| Item 2.02 | Results of Operations and Financial Condition. |
On May 16, 2022, Aprea Therapeutics, Inc.,
a Delaware corporation (“Aprea”) and Atrin Pharmaceuticals Inc., a Delaware corporation (“Atrin”)
issued a joint press release announcing the issuance of Aprea’s financial results for three months ended March 31, 2022
(the “Press Release”). A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K
and is incorporated herein by reference in its entirety.
| Item 7.01 | Regulation FD Disclosure. |
The Press Release also announced the entry into
a merger agreement by and among Aprea, Atrin, ATR Merger Sub I Inc., a Delaware corporation and a wholly owned subsidiary of Aprea, ATR
Merger Sub II LLC, a Delaware limited liability company and wholly owned subsidiary of Aprea, and the completion of the transactions contemplated
thereby. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein
by reference in its entirety.
The information in Items 2.02 and 7.01 of this
Current Report on Form 8-K, including the information in the press release attached as Exhibit 99.1 to this Current Report on
Form 8-K, is furnished pursuant to Items 2.02 and 7.01 of Form 8-K and shall not be deemed “filed” for the purposes
of Section 18 of the Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. Furthermore, the
information in Items 2.02 and 7.01 of this Current Report on Form 8-K, including the information in the press release attached as
Exhibit 99.1 to this Current Report on Form 8-K, shall not be deemed to be incorporated by reference in the filings of Aprea
under the Securities Act, as amended.
Forward Looking Statements
This Current Report on Form 8-K contains
forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995, including, but not limited to,
statements regarding future business plans. The use of words such as, but not limited to, “anticipate,” “believe,”
“continue,” “could,” “estimate,” “expect,” “intend,” “may,” “might,”
“plan,” “potential,” “predict,” “project,” “should,” “target,”
“will,” or “would” and similar words expressions are intended to identify forward-looking statements. Forward-looking
statements are neither historical facts nor assurances of future performance. Instead, they are based on our current beliefs, expectations
and assumptions regarding the future of our business, future plans and strategies, our clinical results and other future conditions. New
risks and uncertainties may emerge from time to time, and it is not possible to predict all risks and uncertainties. No representations
or warranties (expressed or implied) are made about the accuracy of any such forward-looking statements. We may not actually achieve the
forecasts disclosed in our forward-looking statements, and you should not place undue reliance on our forward-looking statements. Such
forward-looking statements are subject to a number of material risks and uncertainties including but not limited to those set forth under
the caption “Risk Factors” in Aprea’s most recent Annual Report on Form 10-K filed with the SEC, as well as discussions
of potential risks, uncertainties, and other important factors in our subsequent filings with the SEC. Any forward-looking statement speaks
only as of the date on which it was made. Neither we, nor our affiliates, advisors or representatives, undertake any obligation to publicly
update or revise any forward-looking statement, whether as result of new information, future events or otherwise, except as required by
law. These forward-looking statements should not be relied upon as representing our views as of any date subsequent to the date hereof.
Item 9.01 - Financial Statements and Exhibits.
(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: |
May 16, 2022 |
APREA THERAPEUTICS, INC. |
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By: |
/s/ Christian S. Schade |
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Chief Executive Officer |
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