Current Report Filing (8-k)
March 30 2021 - 5:05PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported): March 30,
2021
TOMI Environmental Solutions, Inc.
(Exact
name of registrant as specified in its charter)
Florida
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000-09908
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59-1947988
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(State
or other jurisdiction of incorporation)
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(Commission
File Number)
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(I.R.S.
Employer Identification No.)
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8430 Spires Way
Frederick, Maryland
21701
(Address
of principal executive offices) (Zip Code)
(800) 525-1698
(Registrant's
telephone number, including area code)
Not Applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐ Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate
by check mark whether the registrant is an emerging growth company
as defined in as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this
chapter).
Emerging growth
company ☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange
Act. ☐
Item 2.02 Results
of Operations and Financial Condition.
On
March 30, 2021, TOMI Environmental Solutions, Inc. issued a press
release regarding its financial results for the year ended December
31, 2020. A copy of the press release is attached to this Current
Report on Form 8-K as Exhibit 99.1. No additional information is
included in this Current Report on Form 8-K.
The
information included in this Current Report on Form 8-K, including
the exhibit hereto, shall not be deemed “filed” for
purposes of, nor shall it be deemed incorporated by reference in,
any filing under the Securities Act of 1933 or the Securities
Exchange Act of 1934, except as expressly set forth by specific
reference in such a filing.
Item
9.01 Financial
Statements and Exhibits.
(d)
Exhibits.
Exhibit Number
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Description
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Press
release issued March 30, 2021
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SIGNATURE
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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TOMI ENVIRONMENTAL SOLUTIONS, INC.
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Dated:
March 30, 2021
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By:
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/s/
Halden Shane
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Halden
Shane
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Chief
Executive Officer
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EXHIBIT INDEX
Exhibit Number
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Description
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Press
release issued March 30, 2021
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