Annual Statement of Changes in Beneficial Ownership (5)
February 12 2021 - 6:56PM
Edgar (US Regulatory)
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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Form 3 Holdings Reported
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Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Moody Russell S. | 2. Issuer Name and Ticker or Trading SymbolNational Western Life Group, Inc. [NWLI] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) __X__ Other (specify below) Advisory Director |
(Last)
(First)
(Middle)
10801 N. MOPAC EXPY BLDG 3 | 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) 12/31/2020 |
(Street)
AUSTIN, TX 78759
(City)
(State)
(Zip)
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
Amount | (A) or (D) | Price |
Class A Common Stock | 4/7/2020 | | G | 289474 | A | $0 | 289474 | I | By Moody RSM Interests Ltd. |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Remarks: These shares are owned by Moody RSM Interests Ltd. (the "Partnership"). The reporting person is the co-manager and sole member of Moody RSM Management Company LLC, the sole general partner of the Partnership. On April 7, 2020, Moody National Bank, as trustee of the Robert L. Moody Revocable Trust, transferred the entire limited partnership interest in the Partnership with respect to the Issuer's stock owned by the Partnership to certain trusts of which the reporting person is a beneficiary. As a result of such transfer and on such date, the reporting person may have acquired an indirect pecuniary interest in the Issuer's shares owned by the Partnership. The filing of this form shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any shares owned by the Partnership. The reporting person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein. In accordance with Instruction 4(b)(iv), the entire amount of the Issuer's common stock held by the Partnership is reported herein. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Moody Russell S. 10801 N. MOPAC EXPY BLDG 3 AUSTIN, TX 78759 |
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| Advisory Director |
Signatures
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Russell S. Moody | | 2/12/2021 |
**Signature of Reporting Person | Date |
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