Current Report Filing (8-k)
September 15 2020 - 4:16PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 9, 2020
WEBSTER FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
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Delaware
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001-31486
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06-1187536
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(State or other jurisdiction
of incorporation)
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(Commission
file number)
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(IRS Employer
Identification No.)
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145 Bank Street, Waterbury, Connecticut 06702
(Address of Principal Executive Offices) (Zip Code)
203-578-2202
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities Registered under Section 12(b) of the Act:
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Title of each class
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Trading
Symbol
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Name of Exchange
on which registered
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Common Stock, $0.01 par value
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WBS
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New York Stock Exchange
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Depositary Shares, each representing 1/1000th interest in a share of 5.25% Series F Non-Cumulative Perpetual Preferred Stock
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WBS-F
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
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On September 9, 2020, James P. Bush notified Webster Financial Corporation (the “Company”) of his intent to resign as a member of the board of directors (the “Board”) of the Company and Webster Bank, N.A. effective immediately, in order to remedy a potential inadvertent regulatory conflict with respect to his simultaneous service on the board of directors of GBT JerseyCo Limited. Mr. Bush is not resigning from the Board due to any disagreement with the Company on any matter relating to the Company’s operations, policies, or practices. Mr. Bush expressed his continued support of the Board, the management team and the Company.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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WEBSTER FINANCIAL CORPORATION
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By:
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/s/ Harriet Munrett Wolfe
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Name:
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Harriet Munrett Wolfe
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Title:
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Executive Vice President, General Counsel and Secretary
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Dated: September 15, 2020
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